emendrix

Anti-Subsidy Regulation

32016R1037 · every event for this act · on EUR-Lex

Everything Regulation (EU) 2018/825 amended · also amended Anti-Dumping Regulation

in force 2018-06-08

02016R1037-20171220 → 02016R1037-20180608

Amended by Regulation (EU) 2018/825 32018R0825

Regulation (EU) 2018/825 of the European Parliament and of the Council of 30 May 2018 amending Regulation (EU) 2016/1036 on protection against dumped imports from countries not members of the European Union and Regulation (EU) 2016/1037 on protection against subsidised imports from countries not members of the European Union

detected 2026-08-13

17 provisions touched — 17 substantive, 0 date-only, 1 disputed · 2 changes without an explanation

Emendrix checks every change against three independent sources. Where they disagree it says so rather than picking a winner.

MODIFIED +10 −40 Art. 9 Definition of Union industry

applies from: unchanged

The phrase referencing a definition in Article 10(6) for the term "major proportion" has been removed from paragraph 1, leaving that term without a cross-reference.

Cited: Art. 9, v1 · Art. 9, v2

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Article 9 Definition of Union industry 1. For the purposes of this Regulation, the term Union industry shall be interpreted as referring to the Union producers as a whole of the like products or to those of them whose collective output of the products constitutes a major proportion, as defined in Article 10(6), proportion of the total Union production of those products, except that: (a) when producers are related to the exporters or importers, or are themselves importers of the allegedly subsidised product, the term Union industry may be interpreted as referring to the rest … 342 unchanged words … definitive countervailing duty may be imposed in respect of the Union as a whole. In such cases the duties may, if practicable, be limited to specific producers or exporters. 4. The provisions of Article 8(7) shall be applicable to this Article.

MODIFIED +912 −0 Art. 10 Initiation of proceedings

applies from: unchanged

A new paragraph is added to Article 10(1) stating that complaints may also be submitted jointly by the Union industry, or by a natural or legal person or association acting on its behalf, together with trade unions, or be supported by trade unions, and clarifying that this does not affect the Union industry's ability to withdraw the complaint.

A new paragraph 1a is inserted providing that the Commission shall facilitate access to the trade defence instrument for diverse and fragmented industry sectors composed largely of small and medium-sized enterprises through a dedicated SME Helpdesk, including awareness raising, general information and explanations on procedures and on submitting complaints, standard questionnaires in all official Union languages, and responses to general non-case-specific queries, with the Helpdesk also making available standard forms for statistics and questionnaires for standing purposes.

Paragraphs 2, 3 and 4 of Article 10 remain textually unchanged between the two versions.

Cited: Art. 10, v2 · Art. 10, v1

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Article 10 Initiation of proceedings 1. Except as provided for in paragraph 8, an investigation to determine the existence, degree and effect of any alleged subsidy shall be initiated upon a written complaint by any natural or legal person, or any association not having legal personality, acting on behalf of the Union industry. Complaints may also be submitted jointly by the Union industry, or by any natural or legal person or any association not having legal personality acting on behalf thereof, and trade unions, or be supported by trade unions. This does not affect the possibility for the Union industry to withdraw the complaint. The complaint may be submitted to the Commission or to a Member State, which shall forward it to the Commission. The Commission shall send Member States a copy of any complaint it receives. The complaint shall be deemed to have been lodged on the first working day following its delivery to the Commission by registered mail or the issuing of an acknowledgement of receipt by the Commission. Where, in the absence of any complaint, a Member State is in possession of sufficient evidence of subsidisation and of resultant injury to the Union industry, it shall immediately communicate such evidence to the Commission. 1a. The Commission shall facilitate access to the trade defence instrument for diverse and fragmented industry sectors, largely composed of small and medium-sized enterprises (SME) through a dedicated SME Helpdesk, for example by awareness raising, by providing general information and explanations on procedures and on how to submit a complaint, by releasing standard questionnaires in all official languages of the Union and by replying to general, non-case-specific queries. The SME Helpdesk shall make available standard forms for statistics to be submitted for standing purposes and questionnaires. 2. A complaint under paragraph 1 shall include sufficient evidence of the existence of countervailable subsidies (including, if possible, of their amount), injury and a causal link between the allegedly subsidised imports and the alleged injury. The complaint shall contain … 1,139 unchanged words … the full text of the written complaint may instead be provided only to the authorities of the country of origin and/or export or to the relevant trade association. 14. A countervailing duty investigation shall not hinder the procedures of customs clearance.

MODIFIED +606 −13 Art. 11 The investigation

applies from: unchanged

Paragraph 7 changes the list of parties entitled to inspect the investigation file, replacing the reference to complainants and to importers and exporters with a reference to Union producers, the government of the country of origin and/or export, trade unions, importers and exporters and their representative associations, users and consumer organisations.

Paragraph 9 adds a sentence stating that investigation periods shall, whenever possible, especially in the case of diverse and fragmented sectors largely composed of SMEs, coincide with the financial year.

Two new paragraphs are added, one asking Union producers of the like product to cooperate with the Commission in investigations initiated pursuant to Article 10(8), and another establishing the office of the Hearing Officer, whose powers and responsibilities are set out in a mandate adopted by the Commission and who is to safeguard the effective exercise of interested parties' procedural rights.

Cited: Art. 11, v1 · Art. 11, v2

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Article 11 The investigation 1. Following the initiation of proceedings, the Commission, acting in cooperation with the Member States, shall commence an investigation at Union level. Such an investigation shall cover both subsidisation and injury, and they shall be investigated simultaneously. For the … 495 unchanged words … attend a meeting, and failure to do so shall not be prejudicial to that party's case. Oral information provided under this paragraph shall be taken into account by the Commission in so far as it is subsequently confirmed in writing. 7. The complainants, Union producers, the government of the country of origin and/or export, trade unions, importers and exporters and their representative associations, users and consumer organisations, which have made themselves known in accordance with the second subparagraph of Article 10(12), may, upon written request, inspect all information made available to the Commission by any party to an investigation, as distinct from internal documents prepared by the authorities of the Union or its Member States, which is relevant to the presentation of their cases and is not confidential within the meaning of Article 29, and is used in the investigation. Such parties may respond to such information and their comments shall be taken into consideration wherever they are sufficiently substantiated in the response. 8. Except in circumstances provided for in Article 28, the information which is supplied by interested parties and upon which findings are based shall be examined for accuracy as far as possible. 9. For proceedings initiated pursuant to Article 10(11), an investigation shall, whenever possible, be concluded within one year. In any event, such investigations shall in all cases be concluded within 13 months of their initiation, in accordance with the findings made pursuant to Article 13 for undertakings or the findings made pursuant to Article 15 for definitive action. Investigation periods shall, whenever possible, especially in the case of diverse and fragmented sectors largely composed of SMEs, coincide with the financial year. 10. Throughout the investigation, the Commission shall afford the country of origin and/or export a reasonable opportunity to continue consultations with a view to clarifying the factual situation and arriving at a mutually agreed solution.11. Union producers of the like product are requested to cooperate with the Commission in investigations that have been initiated pursuant to Article 10(8). 12. The Commission shall have in place the office of the Hearing Officer whose powers and responsibilities are set out in a mandate adopted by the Commission and who shall safeguard the effective exercise of the procedural rights of the interested parties.

MODIFIED +2,695 −85 Art. 12 Provisional measures

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2020-06-09

The rule for setting the provisional countervailing duty amount changed from a lesser-duty test to a default of matching the full subsidy amount, with a lower injury-based amount applying only where the Commission provisionally concludes the full amount is not in the Union's interest.

New text was added requiring a three-week pre-disclosure period before provisional duties can be imposed, a Commission review by 9 June 2020 of import surges during that period with a possible delegated act adjusting its length, and public disclosure of the intention to impose provisional duties alongside the pre-disclosure information.

Two new paragraphs, 1a and 1b, were inserted setting out how the target profit and target price used in the injury margin calculation must account for profitability factors, a minimum 6% profit margin, and costs linked to environmental agreements and ILO conventions.

Cited: Art. 12, v2

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Article 12 Provisional measures 1. Provisional duties may be imposed if: (a) proceedings have been initiated in accordance with Article 10; (b) a notice has been given to that effect and interested parties have been given an adequate opportunity to submit information and make comments in accordance with the second subparagraph of Article 10(12); (c) a provisional affirmative determination has been made that the imported product benefits from countervailable subsidies and of consequent injury to the Union industry; and (d) the Union interest calls for intervention to prevent such injury. The provisional duties shall be imposed no earlier than 60 days from the initiation of the proceedings but no later than nine months from the initiation of the proceedings. The amount of the provisional countervailing duty shall not exceed correspond to the total amount of countervailable subsidies as provisionally established, but established. Where the Commission, on the basis of all the information submitted, can clearly conclude provisionally that it should is not in the Union’s interest to impose the provisional duty at that amount, the provisional countervailing duty shall be less than this the amount if such lesser duty would be adequate to remove the injury to the Union industry. industry, if this is lower than the total amount of countervailable subsidies. Provisional duties shall not be imposed within a period of three weeks after the information is sent to interested parties under Article 29a (period of pre-disclosure). The provision of such information shall not prejudice any subsequent related decision that may be taken by the Commission. The Commission shall review by 9 June 2020, whether a substantial rise in imports has occurred during the period of pre-disclosure and whether, if such rise has occurred, it has caused additional injury to the Union industry, despite the measures that the Commission might have taken based on Article 24(5a) and Article 15(1). It shall rely in particular on data collected on the basis of Article 24(6) and any relevant information at its disposal. The Commission shall adopt a delegated act in accordance with Article 32b to amend the duration of the period of pre-disclosure to two weeks in the case of a substantial rise of imports that have caused additional injury and to four weeks where this is not the case. The Commission shall make public on its website its intention to impose provisional duties, including information on the possible duty rates, at the same time when it provides interested parties with the information pursuant to Article 29a. 1a. When the injury margin is calculated on the basis of a target price, the target profit used shall be established taking into account factors such as the level of profitability before the increase of imports from the country under investigation, the level of profitability needed to cover full costs and investments, research and development (R&D) and innovation, and the level of profitability to be expected under normal conditions of competition. Such profit margin shall not be lower than 6 %. 1b. When establishing the target price, the actual cost of production of the Union industry, which results from multilateral environmental agreements, and protocols thereunder, to which the Union is a party, or from International Labour Organisation (ILO) Conventions listed in Annex Ia to this Regulation, shall be duly reflected. Moreover, future costs, which are not covered in paragraph 1a of this Article, which result from those agreements and conventions, and which the Union industry will incur during the period of the application of the measure pursuant to Article 18(1), shall be taken into account. 2. Provisional duties shall be secured by a guarantee and the release of the products concerned for free circulation in the Union shall be conditional upon the provision of such a guarantee. 3. The Commission shall adopt provisional measures in accordance with the procedure referred to in Article 25(4). 4. Where a Member State requests immediate intervention by the Commission and where the conditions of the first and second subparagraphs of paragraph 1 are met, the Commission shall, within a maximum of five working days from receipt of the request, decide whether a provisional countervailing duty shall be imposed. 5. Provisional countervailing duties shall be imposed for a maximum period of four months.

MODIFIED +984 −159 Art. 13 Undertakings

applies from: unchanged

Paragraph 1 now conditions any lesser price increase (below the full countervailable subsidy amount) on a Commission finding that it cannot clearly conclude provisionally that determining the increase under the third subparagraph would be against the Union's interest, whereas the earlier text simply allowed a lower increase if adequate to remove injury.

Paragraph 2's deadline for offering undertakings was moved from the end of the comment period under Article 30(5) to five days before that end, with added wording about ensuring an opportunity for other parties to comment.

Paragraph 3 now specifies that general policy reasons for rejecting an undertaking include principles and obligations under multilateral environmental agreements and ILO Conventions listed in Annex Ia, and paragraph 4 adds requirements that the non-confidential undertaking version be meaningful under Article 29, be shared also with the European Parliament and Council, and that the Union industry be given a chance to comment on the undertaking's main features before acceptance.

Cited: Art. 13, v1 · Art. 13, v2

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Article 13 Undertakings 1. On the condition that Where a provisional affirmative determination of subsidisation and injury has been made, the Commission may may, in accordance with the advisory procedure referred to in Article 25(2) 25(2), accept satisfactory voluntary undertakings offers under which: (a) the country of origin and/or export agrees to eliminate or limit the subsidy or take other measures concerning its effects; or (b) any exporter undertakes to revise its prices or to cease exports to the area in question as long as such exports benefit from countervailable subsidies, so that the Commission is satisfied that if the injurious effect of the subsidies is thereby eliminated. In such a case and as long as such undertakings are in force, the provisional duties imposed by the Commission in accordance with Article 12(3) and the 12(3), or definitive duties imposed in accordance with Article 15(1) 15(1), as the case may be, shall not apply to the relevant imports of the product concerned manufactured by the companies referred to in the Commission decision accepting undertakings, as subsequently amended. Price increases under such undertakings shall not be higher than necessary to offset the amount of countervailable subsidies, and should subsidies. Where the Commission, on the basis of all the information submitted, can clearly conclude provisionally that it is not in the Union’s interest to determine the price increase under such undertakings, in accordance with the third subparagraph of paragraph 1 of this Article, the increase under such undertakings shall be less than the amount of countervailable subsidies if such increases increase would be adequate to remove the injury to the Union industry. 2. Undertakings may be suggested by the Commission, but no country or exporter shall be obliged to enter into such an undertaking. The fact that countries or exporters do not offer such undertakings, or do not accept an invitation to do so, shall in no way prejudice consideration of the case. However, it may be determined that a threat of injury is more likely to be realised if the subsidised imports continue. Undertakings shall not be sought or accepted from countries or exporters unless a provisional affirmative determination of subsidisation and injury caused by such subsidisation has been made. Save in exceptional circumstances, undertakings may not be offered later than five days prior to the end of the period during which representations may be made pursuant to Article 30(5). 30(5), so as to ensure the opportunity to comment for other parties. 3. Undertakings offered need not be accepted if their acceptance is considered impractical, such as where the number of actual or potential exporters is too great, or for other reasons, including reasons of general policy. policy which comprise in particular the principles and obligations set out in multilateral environmental agreements and protocols thereunder, to which the Union is a party, and of ILO Conventions listed in Annex Ia to this Regulation. The exporter and/or the country of origin and/or export concerned may be provided with the reasons for which it is proposed to reject the offer of an undertaking and may be given an opportunity to make comments thereon. The reasons for rejection shall be set out in the definitive decision. 4. Parties which offer an undertaking shall be required to provide a non-confidential version of such undertaking that undertaking, is meaningful in the sense of Article 29, so that it may be made available to interested parties to the investigation. investigation, to the European Parliament and to the Council. Furthermore, before accepting any such offer, the Union industry shall be given an opportunity to comment with regard to the main features of the undertaking. 5. Where undertakings are accepted the investigation shall be terminated. The Commission shall terminate the investigation in accordance with the examination procedure referred to in Article 25(3). 6. If the undertakings are accepted, the investigation of subsidisation and injury shall normally … 379 unchanged words … of the best information available, where there is reason to believe that an undertaking is being breached, or in the case of breach or withdrawal of an undertaking, where the investigation which led to the undertaking has not been concluded.

MODIFIED +25 −380 Art. 14 Termination without measures

applies from: unchanged

No explanation shipped — the model did not return a well-formed explanation for this change, so none is shipped; the verbatim before and after texts are unaffected.

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Article 14 Termination without measures 1. Where the complaint is withdrawn, proceedings may be terminated unless such termination would not be in the Union interest. 2. Where protective measures are unnecessary, the investigation or proceedings shall be terminated. The Commission shall terminate the investigation in accordance with the examination procedure referred to in Article 25(3). 3. There shall be immediate termination of the proceedings where it is determined that the amount of countervailable subsidies is de minimis, in accordance with paragraph 5, or where the volume of subsidised imports, actual or potential, or the injury, is negligible. 4. For proceedings initiated pursuant to Article 10(11), injury shall normally be regarded as negligible where the market share of the imports is less than the amounts set out in Article 10(9). With regard to investigations concerning imports from developing countries, the volume of subsidised imports shall also be considered negligible if it represents less than 4 % of the total imports of the like product in the Union, unless imports from developing countries whose individual shares of total imports represent less than 4 % collectively account for more than 9 % of the total imports of the like product in the Union. 5. The amount of the countervailable subsidies shall be considered to be de minimis if such amount is less than 1 % ad valorem, except where, valorem. However, as regards investigations concerning imports from developing countries, the de minimis threshold shall be 2 % ad valorem, provided that it is only the investigation that shall be terminated where the amount of the countervailable subsidies is below the relevant de minimis level for individual exporters, which shall remain subject to the proceedings and may be reinvestigated in any subsequent review carried out for the country concerned pursuant to Articles 18 and 19. valorem.

MODIFIED +741 −72 Art. 15 Imposition of definitive duties

applies from: unchanged

The rule that the countervailing duty should be less than the full amount of countervailable subsidies where a lesser duty would remove injury is no longer stated as automatic, but is instead conditioned on the Commission clearly concluding, on the basis of all submitted information, that determining the full amount is not in the Union's interest.

A new paragraph is added addressing situations where the Commission has not registered imports, providing that if it finds a further substantial rise in imports during the period of pre-disclosure, it shall reflect the resulting additional injury in the injury margin determination for a period no longer than that referred to in Article 18(1).

Cited: Art. 15, v1 · Art. 15, v2

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Article 15 Imposition of definitive duties 1. Where the facts as finally established show the existence of countervailable subsidies and injury caused thereby, and the Union interest calls for intervention in accordance with Article 31, a definitive countervailing duty shall be imposed by the Commission acting in accordance with the examination procedure referred to in Article 25(3). Where provisional duties are in force, the Commission shall initiate that procedure no later than one month before the expiry of such duties. No measures shall be imposed if the subsidy or subsidies are withdrawn or it has been demonstrated that the subsidies no longer confer any benefit on the exporters involved. The amount of the countervailing duty shall not exceed the amount of countervailable subsidies established, but established. Where the Commission, on the basis of all the information submitted, can clearly conclude that it should is not in the Union’s interest to determine the amount of measures in accordance with the third subparagraph, the amount of the countervailing duty shall be less than the total amount of countervailable subsidies if such lesser duty would be adequate to remove the injury to the Union industry. Where the Commission has not registered imports, but where the Commission finds, based on an analysis of all relevant information at its disposal when adopting definitive measures, that a further substantial rise in imports subject to the investigation occurs during the period of pre-disclosure, the Commission shall reflect the additional injury resulting from such increase in the determination of the injury margin for a period no longer than that referred to in Article 18(1). 2. A countervailing duty shall be imposed in the appropriate amounts in each case, on a non-discriminatory basis, on imports of a product from all sources found to benefit from countervailable subsidies and causing injury, except for imports from those sources from which undertakings under the terms of this Regulation have been accepted. The Regulation imposing the duty shall specify the duty for each supplier, or, if that is impracticable, the supplying country concerned. 3. When the Commission has limited its investigation in accordance with Article 27, any countervailing duty applied to imports from exporters or producers which have made themselves known in accordance with Article 27 but were not included in the investigation shall not exceed the weighted average amount of countervailable subsidies established for the parties in the sample. For the purpose of this paragraph, the Commission shall disregard any zero and de minimis amounts of countervailable subsidies and amounts of countervailable subsidies established in the circumstances referred to in Article 28. Individual duties shall be applied to imports from any exporter or producer for which an individual amount of subsidisation has been calculated as provided for in Article 27.

MODIFIED +515 −0 Art. 18 Expiry reviews

applies from: unchanged

Paragraph 1 gains a new passage stating that if the measure expires following an Article 18 investigation, duties collected from the date that investigation was initiated on customs-cleared goods are to be repaid, provided repayment is requested from and granted by national customs authorities under applicable Union customs legislation on repayment and remission of duty, and that such repayment does not carry interest paid by those authorities.

Paragraphs 2, 3 and 4 remain unchanged in wording between the two versions.

Cited: Art. 18, v2 · Art. 18, v1

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Article 18 Expiry reviews 1. A definitive countervailing measure shall expire five years from its imposition or five years from the date of the most recent review which has covered both subsidisation and injury, unless it is determined in a review that the expiry would be likely to lead to a continuation or recurrence of subsidisation and injury. Such an expiry review shall be initiated on the initiative of the Commission, or upon a request made by or on behalf of Union producers, and the measure shall remain in force pending the outcome of that review. If, following an investigation pursuant to this Article, the measure expires, any duties collected from the date of the initiation of such investigation on goods that were customs-cleared shall be repaid provided that this is requested from national customs authorities and granted by those authorities in accordance with the applicable Union customs legislation concerning repayment and remission of duty. Such repayment shall not give rise to the payment of interest by the national customs authorities concerned. 2. An expiry review shall be initiated where the request contains sufficient evidence that the expiry of the measures would be likely to result in a continuation or recurrence of subsidisation and injury. Such a likelihood may, for example, be indicated by evidence of continued subsidisation and injury or evidence that the removal of injury is partly or solely due to the existence of measures or evidence that the circumstances of the exporters, or market conditions, are such that they would indicate the likelihood of further injurious subsidisation. 3. In carrying out investigations under this Article, the exporters, importers, the country of origin and/or export and the Union producers shall be provided with the opportunity to amplify, rebut or comment on the matters set out in the review request, and conclusions shall be reached with due account taken of all relevant and duly documented evidence presented in relation to the question as to whether the expiry of measures would be likely, or unlikely, to lead to the continuation or recurrence of subsidisation and injury. 4. A notice of impending expiry shall be published in the Official Journal of the European Union at an appropriate time in the final year of the period of application of the measures as defined in this Article. Thereafter, the Union producers shall, no later than three months before the end of the five-year period, be entitled to lodge a review request in accordance with paragraph 2. A notice announcing the actual expiry of measures under this Article shall also be published.

MODIFIED +104 −145 Art. 23 Circumvention

applies from: unchanged

In paragraph 4, the initiation basis now refers to the factors set out in paragraphs 1, 2 and 3 of this Article specifically, and the Commission regulation initiating investigations is now described as one which shall also instruct customs authorities, rather than one which may do so.

In paragraph 6, the exemption condition for producers outside the Union no longer requires them to show they are not related to any producer subject to the measures, retaining only the requirement that they are found not to be engaged in circumvention practices as defined in paragraph 3.

For importers inside the Union, the exemption condition changed from showing they are not related to producers subject to the measures to showing they are not engaged in circumvention practices as defined in paragraph 3.

Cited: Art. 23, v2 · Art. 23, v1

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Article 23 Circumvention 1. Countervailing duties imposed pursuant to this Regulation may be extended to imports from third countries of the like product, whether slightly modified or not, or to imports of the slightly modified like product from the country subject to measures, or parts thereof, when circumvention of the measures in force is taking place. 2. Countervailing duties not exceeding the residual countervailing duty imposed in accordance with Article 15(2) may be extended to imports from companies benefiting from individual duties in the countries subject to measures when circumvention of the measures in force is taking place. 3. Circumvention shall be defined as a change in the pattern of trade between third countries and the Union or between individual companies in the country subject to measures and the Union, which stems from a practice, process or work for which there is insufficient due cause or economic justification other than the imposition of the duty, and where there is evidence of injury or that the remedial effects of the duty are being undermined in terms of the prices and/or quantities of the like product and that the imported like product and/or parts thereof still benefit from the subsidy. The practice, process or work referred to in the first subparagraph includes, inter alia: (a) the slight modification of the product concerned to make it fall under customs codes which are normally not subject to the measures, provided that the modification does not alter its essential characteristics; (b) the consignment of the product subject to measures via third countries; (c) the reorganisation by exporters or producers of their patterns and channels of sales in the country subject to measures in order to eventually have their products exported to the Union through producers benefiting from an individual duty rate lower than that applicable to the products of the manufacturers. 4. Investigations shall be initiated pursuant to this Article on the initiative of the Commission or at the request of a Member State or of any interested party on the basis of sufficient evidence regarding the factors set out in paragraphs 1, 2 and 3. 3 of this Article. Initiations shall be made by means of a Commission Regulation regulation which may shall also instruct customs authorities to subject imports to registration in accordance with Article 24(5) or to request guarantees. The Commission shall provide information to the Member States once an interested party or a Member State has submitted a request justifying the initiation of an investigation and the Commission has completed its analysis thereof, or where the Commission has itself determined that there is a need to initiate an investigation. Investigations shall be carried out by the Commission. The Commission may be assisted by customs authorities and the investigations shall be concluded within nine months. Where the facts as finally ascertained justify the extension of measures, this shall be done by the Commission acting in accordance with the examination procedure referred to in Article 25(3). The extension shall take effect from the date on which registration was imposed pursuant to Article 24(5) or on which guarantees were requested. The relevant procedural provisions of this Regulation with regard to the initiation and the conduct of investigations shall apply pursuant to this Article. 5. Imports shall not be subject to registration pursuant to Article 24(5) or measures where they are traded by companies which benefit from exemptions. 6. Requests for exemptions duly supported by evidence shall be submitted within the time limits established in the Commission Regulation initiating the investigation. Where the circumventing practice, process or work takes place outside the Union, exemptions may be granted to producers of the product concerned that can show that they are not related to any producer subject to the measures and that are found not to be engaged in circumvention practices as defined in paragraph 3. Where the circumventing practice, process or work takes place inside the Union, exemptions may be granted to importers that can show that they are not related to producers subject to the measures. engaged in circumvention practices as defined in paragraph 3. Those exemptions shall be granted by decision of the Commission and shall remain valid for the period and under the conditions set down therein. The Commission shall provide information to the Member States once it has concluded its analysis. Provided that the conditions set in Article 20 are met, exemptions may also be granted after the conclusion of the investigation leading to the extension of the measures. 7. Provided that at least one year has lapsed from the extension of the measures, and in case the number of parties requesting or potentially requesting an exemption is significant, the Commission may decide to initiate a review of the extension of the measures. Any such review shall be conducted in accordance with the provisions of Article 22(1) as applicable to reviews under Article 19. 8. Nothing in this Article shall preclude the normal application of the provisions in force concerning customs duties.

MODIFIED +1,830 −64 Art. 24 General provisions

applies from: unchanged

Paragraph 3 now also refers to special provisions on the application and collection of a countervailing duty in a Member State's continental shelf or exclusive economic zone declared under UNCLOS, in addition to the existing reference to the common definition of origin.

Paragraph 5 changes the registration mechanism: registration can now occur as of the initiation of the investigation, registration on request from the Union industry is described as mandatory rather than discretionary, registration may also be triggered on the Commission's own initiative, and registration is introduced by Commission regulation rather than simply by Regulation.

A new paragraph 5a on registration during the pre-disclosure period, an added requirement in paragraph 6 for the Commission to create TARIC codes and for Member States to report using them, and a new paragraph 8 on public consultation before adopting general guidance documents, all appear in the later text without corresponding provisions in the earlier text.

Cited: Art. 24, v2 · Art. 24, v1

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Article 24 General provisions 1. Provisional or definitive countervailing duties shall be imposed by Regulation, and collected by Member States in the form, at the rate specified and according to the other criteria laid down in the Regulation imposing such duties. Such duties shall also be collected independently of the customs duties, taxes and other charges normally imposed on imports. No product shall be subject to both anti-dumping and countervailing duties for the purpose of dealing with one and the same situation arising from dumping or from export subsidisation. 2. Regulations imposing provisional or definitive countervailing duties, and Regulations or Decisions accepting undertakings or terminating investigations or proceedings, shall be published in the Official Journal of the European Union. Such Regulations or Decisions shall contain in particular, and with due regard to the protection of confidential information, the names of the exporters, if possible, or of the countries involved, a description of the product and a summary of the facts and considerations relevant to the subsidy and injury determinations. In each case, a copy of the Regulation or Decision shall be sent to known interested parties. The provisions of this paragraph shall apply mutatis mutandis to reviews. 3. Special provisions, in particular with regard to the common definition of the concept of origin, as contained in Regulation (EU) No 952/2013 of the European Parliament and of the CouncilRegulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code (OJ L 269, 10.10.2013, p. 1)., and with regard to the application and collection of a countervailing duty in the continental shelf of a Member State or the exclusive economic zone declared by a Member State pursuant to the United Nations Convention on the Law of the Sea (UNCLOS), may be adopted pursuant to this Regulation. 4. In the Union interest, measures imposed pursuant to this Regulation may be suspended by a decision of the Commission in accordance with the advisory procedure referred to in Article 25(2) for a period of nine months. The suspension may be extended for a further period, not exceeding one year, by the Commission acting in accordance with the advisory procedure referred to in Article 25(2). Measures may only be suspended where market conditions have temporarily changed to an extent that injury would be unlikely to resume as a result of the suspension, and provided that the Union industry has been given an opportunity to comment and those comments have been taken into account. Measures may at any time be reinstated in accordance with the advisory procedure referred to in Article 25(2) if the reason for suspension is no longer applicable. 5. The Commission may, after As of the initiation of the investigation and having informed the Member States in due time, the Commission may direct the customs authorities to take the appropriate steps to register imports, so that measures may subsequently be applied against those imports from the date of such registration. Imports may shall be made subject to registration following a request request, from the Union industry industry, which contains sufficient evidence to justify such action. Imports may also be made subject to registration on the Commission’s own initiative. Registration shall be introduced by Regulation which Commission regulation. Such regulation shall specify the purpose of the action and, if appropriate, the estimated amount of possible future liability. Imports shall not be made subject to registration for a period longer than nine months. 5a. The Commission shall, unless it has sufficient evidence within the meaning of Article 10 that the requirements either under point (c) or (d) of Article 16(4) are not met, register imports pursuant to paragraph 5 of this Article during the period of pre-disclosure pursuant to Article 29a. When deciding on registration, the Commission shall in particular analyse the information collected based on the creation of Integrated Tariff of the European Union (TARIC) codes for the product under investigation pursuant to paragraph 6 of this Article. 6. Member States shall report to the Commission every month on the import trade of in products subject to investigation and to measures, and on the amount of duties collected pursuant to this Regulation. When initiating an investigation pursuant to Article 10, the Commission shall create TARIC codes corresponding to the product under investigation. Member States shall use those TARIC codes in order to report on imports of the product under investigation as of the initiation of the investigation. The Commission may, upon receiving a specific reasoned request from an interested party, decide to provide them with a non-confidential summary of the information on aggregated import volumes and values of the products concerned. 7. Without prejudice to paragraph 6, the Commission may request Member States, on a case-by-case basis, to supply information necessary to monitor efficiently the application of measures. In this respect, the provisions of Articles 11(3) and (4) shall apply. Any data submitted by Member States pursuant to this Article shall be covered by the provisions of Article 29(6).8. Whenever the Commission intends to adopt any document providing general guidance to possible interested parties on the application of this Regulation, a public consultation in line with Article 11(3) TEU shall be carried out. The European Parliament and the Council may also express their views.

INSERTED +1,144 −0 Art. 24a Continental shelf of a Member State or exclusive economic zone

applies from: unknown (an inserted provision states its own application date only in prose)

A new Article 24a introduces the possibility of imposing a countervailing duty on subsidised products brought in significant quantities to an artificial island, a fixed or floating installation, or another structure on a Member State's continental shelf or exclusive economic zone declared under UNCLOS, where this causes injury to the Union industry, with the Commission empowered to adopt implementing acts setting the conditions, notification and declaration procedures, and payment arrangements for such duties.

The new article further states that the Commission will only impose such duties once the customs tool described in paragraph 1 becomes operational, and that it will inform economic operators of that operational status through a separate publication in the Official Journal of the European Union.

Cited: Art. 24a, v2

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Article 24a
Continental shelf of a Member State or exclusive economic zone
1. A countervailing duty may also be imposed on any subsidised product brought in significant quantities to an artificial island, a fixed or floating installation or any other structure in the continental shelf of a Member State or the exclusive economic zone declared by a Member State pursuant to UNCLOS, where this would cause injury to the Union industry. The Commission shall adopt implementing acts laying down the conditions for the incurrence of such duties, as well as the procedures relating to the notification and declaration of such products and the payment of such duties, including recovery, repayment and remission (customs tool). Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 25(3).
2. The Commission shall only impose duties as referred to in paragraph 1 as of the date the customs tool referred to in paragraph 1 is operational. The Commission shall inform all economic operators that the customs tool is operational by separate publication in the Official Journal of the European Union.

MODIFIED +163 −144 Art. 27 Sampling

applies from: unchanged

Paragraph 1 now refers to 'Union producers' instead of 'complainants' when describing the group whose large numbers can trigger sampling, and the two sampling methods that were previously set out as separate lettered points (a) and (b) are now combined into a single unlettered sentence.

Paragraph 2 changes the deadline for interested parties to make themselves known and provide sufficient information for sample selection from three weeks to one week, and rewords the introduction to refer to selection made under 'those sampling provisions' rather than 'this Article', while also restructuring the sentence about the Commission's role and the reason for preferring consultation.

Cited: Art. 27, v2 · Art. 27, v1

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Article 27 Sampling 1. In cases where the number of complainants, Union producers, exporters or importers, types of product or transactions is large, the investigation may be limited to: (a) to a reasonable number of parties, products or transactions by using samples which are statistically valid valid, on the basis of information available at the time of the selection; selection, or (b) to the largest representative volume of the production, sales or exports which can reasonably be investigated within the time available. 2. The final selection of parties, types of products or transactions made under this Article those sampling provisions shall rest with the Commission, though Commission. However, in order to enable the selection of a representative sample preference shall be given to choosing a sample in consultation with, and with the consent of, the parties concerned, provided that such parties make themselves known and make sufficient information available, within three weeks one week of initiation of the investigation, to enable a representative sample to be chosen. investigation. 3. In cases where the investigation has been limited in accordance with this Article, an individual amount of countervailable subsidisation shall be calculated for any exporter or producer not initially selected who submits the necessary information within the time limits provided for in this Regulation, except where the number of exporters or producers is so large that individual examinations would be unduly burdensome and would prevent completion of the investigation in good time. 4. Where it is decided to sample and there is a degree of non-cooperation by some or all of the parties selected which is likely to materially affect the outcome of the investigation, a new sample may be selected. However, if a material degree of non-cooperation persists or there is insufficient time to select a new sample, the relevant provisions of Article 28 shall apply.

INSERTED +1,239 −0 Art. 29a Information at provisional stage

applies from: unknown (an inserted provision states its own application date only in prose)

A new Article 29a is added, allowing Union producers, importers and exporters, their representative associations, and the country of origin and/or export to request information on planned provisional duties, with such information to be supplied three weeks before imposition and comments allowed within three working days.

It also adds a rule that, where provisional duties are not to be imposed and the investigation is to continue, interested parties are to be informed of that non-imposition three weeks before the expiry of the deadline referred to in Article 12(1).

Cited: Art. 29a, v2

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Article 29a
Information at provisional stage
1. Union producers, importers and exporters and their representative associations, and the country of origin and/or export, may request information on the planned imposition of provisional duties. Requests for such information shall be made in writing within the time limit prescribed in the notice of initiation. Such information shall be provided to those parties three weeks before the imposition of provisional duties. Such information shall include: a summary of the proposed duties for information purposes only, and details of the calculation of the amount of the countervailable subsidy and the margin adequate to remove the injury to the Union industry, due account being taken of the need to respect the confidentiality obligations contained in Article 29. Parties shall have a period of three working days from the supply of such information to provide comments on the accuracy of the calculations.
2. In cases where it is intended not to impose provisional duties but to continue the investigation, interested parties shall be informed of the non-imposition of duties three weeks before the expiry of the deadline mentioned in Article 12(1) for the imposition of provisional duties.

MODIFIED +87 −73 Art. 31 Union interest

applies from: unchanged

Paragraph 2 now refers to the Commission, rather than the authorities, as the recipient taking account of all views and information, and it adds Union producers and trade unions to the list of parties who may make themselves known and provide information, alongside a change from 'investigation' to 'proceedings' and from 'this paragraph' to 'this Article'.

Paragraph 4 shortens the period for submitting comments on the application of provisional duties from 25 days to 15 days.

Cited: Art. 31, v1 · Art. 31, v2

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Article 31 Union interest 1. A determination as to whether the Union's interest calls for intervention shall be based on an appraisal of all the various interests taken as a whole, including the interests of the domestic industry and users and consumers. A determination pursuant to this Article shall be made only where all parties have been given the opportunity to make their views known pursuant to paragraph 2. In such an examination, the need to eliminate the trade-distorting effects of injurious subsidisation and to restore effective competition shall be given special consideration. Measures, as determined on the basis of subsidisation and injury found, may not be applied where the authorities, on the basis of all the information submitted, can clearly conclude that it is not in the Union's interest to apply such measures. 2. In order to provide a sound basis on which the authorities Commission can take account of all views and information in the decision as to whether or not the imposition of measures is in the Union's Union’s interest, the complainants, Union producers, trade unions, importers and their representative associations, representative users and representative consumer organisations may, within the time limits specified in the notice of initiation of the countervailing duty investigation, proceedings, make themselves known known, and provide information information, to the Commission. Such information, or appropriate summaries thereof, shall be made available to the other parties specified in this paragraph, Article, and they shall be entitled to respond to such information. 3. The parties which have acted in accordance with paragraph 2 may request a hearing. Such requests shall be granted when they are submitted within the time limits set in paragraph 2, and when they set out the reasons, in terms of the Union interest, why the parties should be heard. 4. The parties which have acted in accordance with paragraph 2 may provide comments on the application of any provisional duties. Such comments shall be received within 25 15 days of the date of application of such measures if they are to be taken into account and they, or appropriate summaries thereof, shall be made available to other parties who shall be entitled to respond to such comments. 5. The Commission shall examine the information which is properly submitted and the extent to which it is representative, and the results of such analysis, together with an opinion on its merits, shall be transmitted to the committee referred to in Article 25 as part of the draft measure submitted pursuant to Articles 14 and 15. The views expressed in the committee should be taken into account by the Commission under the conditions provided for in Regulation (EU) No 182/2011. 6. The parties which have acted in conformity with paragraph 2 may request that the facts and considerations on which final decisions are likely to be taken be made available to them. Such information shall be made available to the extent possible and without prejudice to any subsequent decision taken by the Commission. 7. Information shall be taken into account only where it is supported by actual evidence which substantiates its validity.

INSERTED +1,828 −0 Art. 32a Report

applies from: unknown (an inserted provision states its own application date only in prose)

A new Article 32a titled 'Report' has been added, requiring the Commission to present an annual report to the European Parliament and the Council on the application and implementation of the Regulation, covering matters such as provisional and definitive measures, terminated investigations, undertakings, reviews, distortions, verification visits, monitoring bodies, third-country trade defence activity, appeals, the Hearing Officer and SME Helpdesk activities, and how social and environmental standards have been considered.

The new article also requires the Commission to submit a periodic review of the application of specified subparagraphs of Articles 12(1), 13(1) and 15(1) to the European Parliament and the Council, with an evaluation and the possibility of an accompanying legislative proposal.

Cited: Art. 32a, v2

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Article 32a
Report
1. The Commission shall, with due regard to the protection of confidential information within the meaning of Article 29, present an annual report on the application and implementation of this Regulation to the European Parliament and to the Council.
That report shall include information about the application of provisional and definitive measures, the termination of investigations without measures, undertakings, reinvestigations, reviews, significant distortions and verification visits, and the activities of the various bodies responsible for monitoring the implementation of this Regulation and fulfilment of the obligations arising therefrom. The report shall also cover the use of trade defence instruments by third countries targeting the Union and appeals against the measures imposed. It shall include the activities of the Hearing Officer of the Commission’s Directorate General for Trade and those of the SME Helpdesk in relation to the application of this Regulation.
The Report shall also include how social and environmental standards have been considered and taken into account in the investigations. Such standards shall cover those embodied in multilateral environmental agreements to which the Union is party and in ILO Conventions listed in Annex Ia to this Regulation, as well as equivalent national legislation of the exporting country.
2. By 9 June 2023 and every five years thereafter, the Commission shall submit, to the European Parliament and to the Council, a review of the application of the third and fourth subparagraphs of Article 12(1), the third and fourth subparagraphs of Article 13(1), and of the third and fourth subparagraphs of Article 15(1), including an evaluation of this application. Such a review may, where appropriate, be accompanied by a legislative proposal.

INSERTED +1,698 −0 Art. 32b Exercise of the delegation

applies from: unknown (an inserted provision states its own application date only in prose)

A new Article 32b is added, setting out the conditions under which the Commission may exercise the power to adopt delegated acts, including a two-year period from 8 June 2018 for the power referred to in Article 12(1), the ability of the European Parliament or Council to revoke that delegation, a consultation requirement with Member State experts before adoption, notification obligations to the European Parliament and Council, and a two-month objection period that can be extended by two months.

Cited: Art. 32b, v2

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Article 32b
Exercise of the delegation
1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
2. The power to adopt delegated acts referred to in Article 12(1) shall be conferred on the Commission for period of two years from 8 June 2018 and it can be exercised only once.
3. The delegation of power referred to in Article 12(1) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force.
4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-MakingOJ L 123, 12.5.2016, p. 1..
5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.
6. A delegated act adopted pursuant to Article 12(1) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of two months of notification of that act to the European Parliament and to the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council.

INSERTED ±0 Annex Ia

applies from: unknown

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The full entry, with the citation mapping v1 = 02016R1037-20171220, v2 = 02016R1037-20180608, is committed at eu/32016R1037/CHANGELOG.md.