in force 2018-06-08
02016R1036-20171220 → 02016R1036-20180608
Amended by Regulation (EU) 2018/825 32018R0825
Regulation (EU) 2018/825 of the European Parliament and of the Council of 30 May 2018 amending Regulation (EU) 2016/1036 on protection against dumped imports from countries not members of the European Union and Regulation (EU) 2016/1037 on protection against subsidised imports from countries not members of the European Union
detected 2026-08-13
16 provisions touched — 16 substantive, 0 date-only, 1 disputed · 1 change without an explanation
Emendrix checks every change against three independent sources. Where they disagree it says so rather than picking a winner.
MODIFIED +10 −39 Art. 4 Definition of Union industry§
applies from: unchanged
Article 4(1) no longer includes the phrase "as defined in Article 5(4)" when describing the major proportion of total Union production.
Cited: Art. 4, v1 · Art. 4, v2
text before / after
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Article 4
Definition of Union industry
1. For the purposes of this Regulation, the term Union industry shall be interpreted as referring to the Union producers as a whole of the like products or to those of them whose collective output of the products constitutes a major proportion, as defined in Article 5(4), proportion of the total Union production of those products, except that:
(a) when producers are related to the exporters or importers, or are themselves importers of the allegedly dumped product, the term Union industry may be interpreted as referring to the rest … 334 unchanged words … or definitive duty may be imposed in respect of the Union as a whole. In such cases the duties may, if practicable, be limited to specific producers or exporters.
4. The provisions of Article 3(8) shall be applicable to this Article.
MODIFIED +914 −0 Art. 5 Initiation of proceedings§
applies from: unchanged
The text now allows complaints to be submitted jointly by the Union industry, or by a person or association acting on its behalf, together with trade unions, or to be supported by trade unions, while stating that this does not affect the Union industry's ability to withdraw the complaint.
A new paragraph 1a has been added describing a dedicated SME Helpdesk that facilitates access to the trade defence instrument for diverse and fragmented industry sectors largely composed of small and medium-sized enterprises, through activities such as awareness raising, general information and explanations on procedures, release of standard questionnaires in all official Union languages, replies to general non-case-specific queries, and provision of standard forms for statistics and questionnaires.
The substantive content of paragraphs (1)(2), (1)(3) and (1)(4) as listed remains otherwise the same as in the prior version.
Cited: Art. 5, v2 · Art. 5, v1
text before / after
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Article 5 Initiation of proceedings 1. Except as provided for in paragraph 6, an investigation to determine the existence, degree and effect of any alleged dumping shall be initiated upon a written complaint by any natural or legal person, or any association not having legal personality, acting on behalf of the Union industry. Complaints may also be submitted jointly by the Union industry, or by any natural or legal person or any association not having legal personality acting on behalf thereof, and trade unions, or be supported by trade unions. This does not affect the possibility for the Union industry to withdraw the complaint. The complaint may be submitted to the Commission or to a Member State, which shall forward it to the Commission. The Commission shall send Member States a copy of any complaint it receives. The complaint shall be deemed to have been lodged on the first working day following its delivery to the Commission by registered mail or the issuing of an acknowledgement of receipt by the Commission. Where, in the absence of any complaint, a Member State is in possession of sufficient evidence of dumping and of resultant injury to the Union industry, it shall immediately communicate such evidence to the Commission. 1a. The Commission shall facilitate access to the trade defence instrument for diverse and fragmented industry sectors, largely composed of small and medium-sized enterprises (SMEs), through a dedicated SME Helpdesk, for example by awareness raising, by providing general information and explanations on procedures and on how to submit a complaint, by releasing standard questionnaires in all official languages of the Union and by replying to general, non-case-specific queries. The SME Helpdesk shall make available standard forms for statistics to be submitted for standing purposes and questionnaires. 2. A complaint under paragraph 1 shall include evidence of dumping, injury and a causal link between the allegedly dumped imports and the alleged injury. The complaint shall contain such information as is reasonably available to the complainant on the … 966 unchanged words … involved is particularly high, the full text of the written complaint may instead be provided only to the authorities of the exporting country or to the relevant trade association. 12. An anti-dumping investigation shall not hinder the procedures of customs clearance.
MODIFIED +609 −15 Art. 6 The investigation§
applies from: unchanged
Paragraph 7 now lists Union producers and trade unions among the parties entitled to inspect information made available to the investigation, in place of the earlier reference to complainants.
Paragraph 9 shortens the outer deadline for concluding investigations from 15 months to 14 months and adds a statement that investigation periods should, where possible, coincide with the financial year, especially for diverse and fragmented sectors largely composed of SMEs.
Two new paragraphs are added: paragraph 10 asks Union producers of the like product to cooperate with the Commission in investigations initiated pursuant to Article 5(6), and paragraph 11 establishes the office of the Hearing Officer, whose powers and responsibilities are set out in a Commission mandate and who is to safeguard the effective exercise of interested parties' procedural rights.
Cited: Art. 6, v2 · Art. 6, v1
text before / after
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Article 6
The investigation
1. Following the initiation of proceedings, the Commission, acting in cooperation with the Member States, shall commence an investigation at Union level. Such an investigation shall cover both dumping and injury, and they shall be investigated simultaneously.
For the … 485 unchanged words … any party to attend a meeting, and failure to do so shall not be prejudicial to that party's case.
Oral information provided under this paragraph shall be taken into account in so far as it is subsequently confirmed in writing.
7. The complainants, Union producers, trade unions, importers and exporters and their representative associations, users and consumer organisations, which have made themselves known in accordance with Article 5(10), as well as the representatives of the exporting country, may, upon written request, inspect all information made available by any party to an investigation, as distinct from internal documents prepared by the authorities of the Union or its Member States, which is relevant to the presentation of their cases and not confidential within the meaning of Article 19, and is used in the investigation.
Such parties may respond to such information and their comments shall be taken into consideration, wherever they are sufficiently substantiated in the response.
8. Except in the circumstances provided for in Article 18, the information which is supplied by interested parties and upon which findings are based shall be examined for accuracy as far as possible.
9. For proceedings initiated pursuant to Article 5(9), an investigation shall, whenever possible, be concluded within one year. In any event, such investigations shall in all cases be concluded within 15 14 months of initiation, in accordance with the findings made pursuant to Article 8 for undertakings or the findings made pursuant to Article 9 for definitive action.Investigation periods shall, whenever possible, especially in the case of diverse and fragmented sectors largely composed of SMEs, coincide with the financial year.
10. Union producers of the like product are requested to cooperate with the Commission in investigations that have been initiated pursuant to Article 5(6).
11. The Commission shall have in place the office of the Hearing Officer whose powers and responsibilities are set out in a mandate adopted by the Commission and who shall safeguard the effective exercise of the procedural rights of the interested parties.
MODIFIED +5,089 −17 Art. 7 Provisional measures§
applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)
dates added to the text: 2020-06-09
The deadline for imposing provisional duties changed from a fixed nine-month limit to a normal seven-month limit with an outer cap of eight months, and new text was added on a three-week pre-disclosure period before such duties, a Commission review due by 9 June 2020 concerning import surges during that period, and a public notice obligation on the Commission's website.
New paragraphs 2a to 2d were inserted setting out how the Commission is to assess raw material distortions, when the lesser-duty rule in paragraph 2 does not apply, and how target profit and target price are to be established, none of which appeared in the earlier version.
Paragraphs 3 to 6 remain textually the same in both versions.
Cited: Art. 7, v2 · Art. 7, v1
text before / after
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before (02016R1036-20171220)
Article 7 Provisional measures 1. Provisional duties may be imposed if: (a) proceedings have been initiated in accordance with Article 5; (b) a notice has been given to that effect and interested parties have been given an adequate opportunity to submit information and make comments in accordance with Article 5(10); (c) a provisional affirmative determination has been made of dumping and consequent injury to the Union industry; and (d) the Union interest calls for intervention to prevent such injury. The provisional duties shall be imposed no earlier than 60 days from the initiation of the proceedings but no later than nine months from the initiation of the proceedings. 2. The amount of the provisional anti-dumping duty shall not exceed the margin of dumping as provisionally established, but it should be less than the margin if such lesser duty would be adequate to remove the injury to the Union industry. 3. Provisional duties shall be secured by a guarantee, and the release of the products concerned for free circulation in the Union shall be conditional upon the provision of such a guarantee. 4. The Commission shall adopt provisional measures in accordance with the procedure referred to in Article 15(4). 5. Where a Member State requests immediate intervention by the Commission and where the conditions in paragraph 1 are met, the Commission shall, within a maximum of five working days of receipt of the request, decide whether a provisional anti-dumping duty shall be imposed. 6. Provisional duties may be imposed for six months and extended for a further three months or they may be imposed for nine months. However, they may only be extended, or imposed for a nine-month period, where exporters representing a significant percentage of the trade involved so request or do not object upon notification by the Commission.
after (02016R1036-20180608)
Article 7 Provisional measures 1. Provisional duties may be imposed if: (a) proceedings have been initiated in accordance with Article 5; (b) a notice has been given to that effect and interested parties have been given an adequate opportunity to submit information and make comments in accordance with Article 5(10); (c) a provisional affirmative determination has been made of dumping and consequent injury to the Union industry; and (d) the Union interest calls for intervention to prevent such injury. The provisional duties shall be imposed no earlier than 60 days from the initiation of the proceedings and normally not later than seven months, but in any event not later than eight months, from the initiation of the proceedings. Provisional duties shall not be imposed within three weeks of the information being sent to interested parties in accordance Article 19a (period of pre-disclosure). The provision of such information shall not prejudice any subsequent related decision that may be taken by the Commission. The Commission shall review by 9 June 2020, whether a substantial rise in imports has occurred during the period of pre-disclosure and whether, if such rise has occurred, it has caused additional injury to the Union industry, despite the measures that the Commission might have taken based on Article 14(5a) and Article 9(4). It shall rely in particular on data collected on the basis of Article 14(6) and any relevant information at its disposal. The Commission shall adopt a delegated act in accordance with Article 23a to amend the duration of the period of pre-disclosure to two weeks in the case of a substantial rise of imports that have caused additional injury and to four weeks where this is not the case. The Commission shall make public on its website its intention to impose provisional duties, including information on the possible duty rates, at the same time when it provides interested parties with the information pursuant to Article 19a. 2. The amount of the provisional anti-dumping duty shall not exceed the margin of dumping as provisionally established, but it should be less than the margin if such lesser duty would be adequate to remove the injury to the Union industry. 2a. When examining whether a duty lower than the margin of dumping would be sufficient to remove injury, the Commission shall take into account whether there are distortions on raw materials with regard to the product concerned. For the purposes of this paragraph, distortions on raw materials consist of the following measures: dual pricing schemes, export taxes, export surtax, export quota, export prohibition, fiscal tax on exports, licensing requirements, minimum export price, value added tax (VAT) refund reduction or withdrawal, restriction on customs clearance point for exporters, qualified exporters list, domestic market obligation, captive mining if the price of a raw material is significantly lower as compared to prices in the representative international markets. The Commission is empowered to adopt delegated acts in accordance with Article 23a to amend this Regulation by adding further distortions on raw materials on to the list referred to in the second subparagraph of this paragraph, if the OECD Inventory on export restrictions on industrial raw materials, or any OECD database which replaces this inventory, identifies other types of measures. The investigation shall cover any distortion on raw materials identified in the second subparagraph of this paragraph, for the existence of which the Commission has sufficient evidence pursuant to Article 5. For the purpose of this Regulation, a single raw material, whether unprocessed or processed, including energy, for which a distortion is found, must account for not less than 17 % of the cost of production of the product concerned. For the purpose of this calculation, an undistorted price of the raw material as established in representative international markets shall be used. 2b. Where the Commission, on the basis of all the information submitted, can clearly conclude that it is in the Union’s interest to determine the amount of the provisional duties in accordance with paragraph 2a of this Article, paragraph 2 of this Article shall not apply. The Commission shall actively seek information from interested parties enabling it to determine whether paragraph 2 or 2a of this Article shall apply. In this regard, the Commission shall examine all pertinent information such as spare capacities in the exporting country, competition for raw materials and the effect on supply chains for Union companies. In the absence of cooperation the Commission may conclude that it is in accordance with the Union interest to apply paragraph 2a of this Article. When carrying out the Union-interest test in accordance with Article 21, special consideration shall be given to this matter. 2c. When the injury margin is calculated on the basis of a target price, the target profit used shall be established taking into account factors such as the level of profitability before the increase of imports from the country under investigation, the level of profitability needed to cover full costs and investments, research and development (R&D) and innovation, and the level of profitability to be expected under normal conditions of competition. Such profit margin shall not be lower than 6 %. 2d. When establishing the target price, the actual cost of production of the Union industry, which results from multilateral environmental agreements, and protocols thereunder, to which the Union is a party, or from International Labour Organisation (ILO) Conventions listed in Annex Ia to this Regulation, shall be duly reflected. Moreover, future costs, which are not covered in paragraph 2c of this Article, which result from those agreements and conventions, and which the Union industry will incur during the period of the application of the measure pursuant to Article 11(2), shall be taken into account. 3. Provisional duties shall be secured by a guarantee, and the release of the products concerned for free circulation in the Union shall be conditional upon the provision of such a guarantee. 4. The Commission shall adopt provisional measures in accordance with the procedure referred to in Article 15(4). 5. Where a Member State requests immediate intervention by the Commission and where the conditions in paragraph 1 are met, the Commission shall, within a maximum of five working days of receipt of the request, decide whether a provisional anti-dumping duty shall be imposed. 6. Provisional duties may be imposed for six months and extended for a further three months or they may be imposed for nine months. However, they may only be extended, or imposed for a nine-month period, where exporters representing a significant percentage of the trade involved so request or do not object upon notification by the Commission.
MODIFIED +808 −95 Art. 8 Undertakings§
applies from: unchanged
Paragraph 1 removes the phrase referring to the Commission being "satisfied" that injury is eliminated, replacing it with a condition simply stating that the injurious effect is thereby eliminated, and adds a new sentence directing that Article 7(2a) to (2d) apply when examining whether lower price increases would suffice to remove injury.
Paragraph 2's deadline for offering undertakings changes from the end of the representation period under Article 20(5) to five days before that period ends, with added wording about ensuring other parties an opportunity to comment.
Paragraph 3 expands the general policy reasons for rejecting an undertaking to explicitly mention multilateral environmental agreements and ILO Conventions listed in Annex Ia, while paragraph 4 adds requirements that the non-confidential version be meaningful under Article 19, be shared also with the European Parliament and Council, and that the Union industry be given a chance to comment on the main features of the undertaking before acceptance.
Cited: Art. 8, v1 · Art. 8, v2
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Article 8
Undertakings
1. On the condition that Where a provisional affirmative determination of dumping and injury has been made, the Commission may, in accordance with the advisory procedure referred to in Article 15(2), accept satisfactory voluntary undertaking offers submitted by any exporter to revise its prices or to cease exports at dumped prices, if it is satisfied that the injurious effect of the dumping is thereby eliminated.
In such a case and as long as such undertakings are in force, provisional duties imposed by the Commission in accordance with Article 7(1), or definitive duties imposed in accordance with Article 9(4), as the case may be, shall not apply to the relevant imports of the product concerned manufactured by the companies referred to in the Commission decision accepting undertakings, as subsequently amended.
Price increases under such undertakings shall not be higher than necessary to eliminate the margin of dumping and they should shall be less than the margin of dumping if such increases increase would be adequate to remove the injury to the Union industry.
When examining whether price increases under such undertakings lower than the margin of dumping would be sufficient to remove injury, Article 7(2a), (2b), (2c) and (2d) shall apply accordingly.
2. Undertakings may be suggested by the Commission, but no exporter shall be obliged to enter into such an undertaking. The fact that exporters do not offer such undertakings, or do not accept an invitation to do so, shall in no way prejudice consideration of the case.
However, it may be determined that a threat of injury is more likely to be realised if the dumped imports continue. Undertakings shall not be sought or accepted from exporters unless a provisional affirmative determination of dumping and injury caused by such dumping has been made.
Save in exceptional circumstances, undertakings may not be offered later than five days prior to the end of the period during which representations may be made pursuant to Article 20(5). 20(5), so as to ensure the opportunity to comment for other parties.
3. Undertakings offered need not be accepted if their acceptance is considered impractical, such as where the number of actual or potential exporters is too great, or for other reasons, including reasons of general policy. policy which comprise in particular the principles and obligations set out in multilateral environmental agreements and protocols thereunder, to which the Union is a party, and of ILO Conventions listed in Annex Ia to this Regulation. The exporter concerned may be provided with the reasons for which it is proposed to reject the offer of an undertaking and may be given an opportunity to make comments thereon. The reasons for rejection shall be set out in the definitive decision.
4. Parties which offer an undertaking shall be required to provide a non-confidential version of such undertaking that undertaking, is meaningful in the sense of Article 19, so that it may be made available to interested parties to the investigation. investigation, to the European Parliament and to the Council.
Furthermore, before accepting any such offer, the Union industry shall be given an opportunity to comment with regard to the main features of the undertaking.
5. Where undertakings are accepted, the investigation shall be terminated. The Commission shall terminate the investigation in accordance with the examination procedure referred to in Article 15(3).
6. If the undertakings are accepted, the investigation of dumping and injury shall normally … 362 unchanged words … of the best information available where there is reason to believe that an undertaking is being breached, or in the case of breach or withdrawal of an undertaking, where the investigation which led to the undertaking has not been concluded.
MODIFIED +568 −327 Art. 9 Termination without measures; imposition of definitive duties§
applies from: unchanged
Paragraph 3 changes 'proceedings' to 'proceeding' in both sentences and removes the clause about individual exporters below the 2% margin remaining subject to proceedings and possible reinvestigation in a subsequent review under Article 11.
Paragraph 4's first subparagraph inserts a comma after 'dumping' and changes 'no later than one month before the expiry' to 'no later than one month of the expiry' of provisional duties.
Paragraph 4 also adds a sentence applying Article 7(2a), (2b), (2c) and (2d) accordingly, and adds a new subparagraph describing the Commission's treatment of a substantial rise in imports during a period of pre-disclosure when imports have not been registered, referencing the period in Article 11(2), which did not appear in the earlier text at all.
Cited: Art. 9, v1 · Art. 9, v2
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Article 9
Termination without measures; imposition of definitive duties
1. Where the complaint is withdrawn, proceedings may be terminated unless such termination would not be in the Union's interest.
2. Where protective measures are unnecessary, the investigation or proceedings shall be terminated. The Commission shall terminate the investigation in accordance with the examination procedure referred to in Article 15(3).
3. For proceedings a proceeding initiated pursuant to Article 5(9), injury shall normally be regarded as negligible where the imports concerned represent less than the volumes set out in Article 5(7). For the same proceedings, proceeding, there shall be immediate termination where it is determined that the margin of dumping is less than 2 %, expressed as a percentage of the export price, provided that it is only the investigation that shall be terminated where the margin is below 2 % for individual exporters and they shall remain subject to the proceedings and may be reinvestigated in any subsequent review carried out for the country concerned pursuant to Article 11. price.
4. Where the facts as finally established show that there is dumping dumping, and injury caused thereby, and the Union interest calls for intervention in accordance with Article 21, a definitive anti-dumping duty shall be imposed by the Commission acting in accordance with the examination procedure referred to in Article 15(3). Where provisional duties are in force, the Commission shall initiate that procedure no later than one month before of the expiry of such duties.
The amount of the anti-dumping duty shall not exceed the margin of dumping established but it should be less than the margin if such lesser duty would be adequate to remove the injury to the Union industry.
Article 7(2a), (2b) (2c) and (2d), shall apply accordingly.
Where the Commission has not registered imports, but where it finds, based on an analysis of all relevant information at its disposal when adopting definitive measures, that a further substantial rise in imports subject to the investigation occurs during the period of pre-disclosure, the Commission shall reflect the additional injury resulting from such increase in the determination of the injury margin for a period no longer than that referred to in Article 11(2).
5. An anti-dumping duty shall be imposed in the appropriate amounts in each case, on a non-discriminatory basis, on imports of a product from all sources found to be dumped and causing injury, except for imports from those sources from which undertakings under the terms of this Regulation have been accepted.
The regulation imposing anti-dumping measures shall specify the duty for each supplier or, if that is impracticable, the supplying country concerned. Suppliers which are legally distinct from other suppliers or which are legally distinct from the State may nevertheless be considered as a single entity for the purpose of specifying the duty. For the application of this subparagraph, account may be taken of factors such as the existence of structural or corporate links between the suppliers and the State or between suppliers, control or material influence by the State in respect of pricing and output, or the economic structure of the supplying country.
6. When the Commission has limited its investigation in accordance with Article 17, any anti-dumping duty applied to imports from exporters or producers which have made themselves known in accordance with Article 17 but were not included in the investigation shall not exceed the weighted average margin of dumping established with respect to the parties in the sample, irrespective of whether the normal value for such parties is determined on the basis of Article 2(1) to (6) or point (a) of Article 2(7).
For the purpose of this paragraph, the Commission shall disregard any zero and de minimis margins, and margins established in the circumstances referred to in Article 18.
Individual duties shall be applied to imports from any exporter or producer which is granted individual treatment, as provided for in Article 17.
MODIFIED +580 −12 Art. 11 Duration, reviews and refunds§
applies from: unchanged
In paragraph 2, the list of evidence indicating a likelihood of continued or recurring dumping and injury now also mentions evidence of continued distortions on raw materials, alongside a minor wording change from 'would be likely to lead to' to 'would likely result in'.
Paragraph 5 gains a new subparagraph stating that if a measure expires following a paragraph 2 review, duties collected from the initiation of that investigation on customs-cleared goods are to be repaid where requested and granted by national customs authorities under applicable Union customs legislation, and that such repayment does not carry interest.
Cited: Art. 11, v2
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Article 11
Duration, reviews and refunds
1. An anti-dumping measure shall remain in force only as long as, and to the extent that, it is necessary to counteract the dumping which is causing injury.
2. A definitive anti-dumping measure shall expire five years from its imposition or five years from the date of the conclusion of the most recent review which has covered both dumping and injury, unless it is determined in a review that the expiry would be likely to lead to a continuation or recurrence of dumping and injury. Such an expiry review shall be initiated on the initiative of the Commission, or upon a request made by or on behalf of Union producers, and the measure shall remain in force pending the outcome of that review.
An expiry review shall be initiated where the request contains sufficient evidence that the expiry of the measures would be likely to result in a continuation or recurrence of dumping and injury. Such likelihood may, for example, be indicated by evidence of continued dumping and injury or evidence that the removal of injury is partly or solely due to the existence of measures or evidence that the circumstances of the exporters, or market conditions, are such that they would indicate the likelihood of further injurious dumping. dumping, or by evidence of continued distortions on raw materials.
In carrying out investigations under this paragraph, the exporters, importers, the representatives of the exporting country and the Union producers shall be provided with the opportunity to amplify, rebut or comment on the matters set out in the review request, … 932 unchanged words … at the same time, or
remain unchanged in investigations pursuant to paragraphs 3 and 4.
A notice announcing the actual expiry or maintenance of the measures pursuant to this paragraph shall then be published in the Official Journal of the European Union.
If, following an investigation pursuant to paragraph 2, the measure expires, any duties collected from the date of the initiation of such investigation on goods that were customs-cleared shall be repaid provided that this is requested from national customs authorities and granted by those authorities in accordance with the applicable Union customs legislation concerning repayment and remission of duty. Such repayment shall not give rise to the payment of interest by the national customs authorities concerned.
6. Reviews pursuant to this Article shall be initiated by the Commission. The Commission shall decide whether or not to initiate reviews pursuant to paragraph 2 of this Article in accordance with the advisory procedure referred to in Article 15(2). … 778 unchanged words … accordance with Article 2(9), it shall calculate it with no deduction for the amount of anti-dumping duties paid when conclusive evidence is provided that the duty is duly reflected in resale prices and the subsequent selling prices in the Union.
MODIFIED +171 −167 Art. 13 Circumvention§
applies from: unchanged
Paragraph 3 now specifies that the request for initiation must be based on evidence regarding the factors set out in paragraph 1 of this Article, and changes the description of the initiating instrument from a Commission Regulation that 'may also instruct' customs authorities to a Commission regulation that 'shall also instruct' them.
Paragraph 4 changes the reference point for exemption request deadlines from the Commission regulation 'initiating the investigation' to the Commission regulation 'pursuant to which the investigation is initiated', and it removes the requirement that producers outside the Union show they are not related to a producer subject to the measures, leaving only the requirement that they are found not engaged in circumvention practices as defined in paragraphs 1 and 2.
For importers inside the Union, the exemption condition changes from showing that they are not related to producers subject to the measures to showing that they are not engaged in circumvention practices as defined in paragraphs 1 and 2 of this Article.
Cited: Art. 13, v1 · Art. 13, v2
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Article 13
Circumvention
1. Anti-dumping duties imposed pursuant to this Regulation may be extended to imports from third countries of the like product, whether slightly modified or not, or to imports of the slightly modified like product from the country subject to … 438 unchanged words … products.
3. Investigations shall be initiated pursuant to this Article on the initiative of the Commission or at the request of a Member State or any interested party on the basis of sufficient evidence regarding the factors set out in paragraph 1. 1 of this Article. Initiations shall be made by means of a Commission Regulation regulation which may shall also instruct customs authorities to subject imports to registration in accordance with Article 14(5) or to request guarantees. The Commission shall provide information to the Member States once an interested party or a Member State has submitted a request justifying the initiation of an investigation and the Commission has completed its analysis thereof, or where the Commission has itself determined that there is a need to initiate an investigation.
Investigations shall be carried out by the Commission. The Commission may be assisted by customs authorities and the investigation shall be concluded within nine months.
Where the facts as finally ascertained justify the extension of measures, this shall be done by the Commission acting in accordance with the examination procedure referred to in Article 15(3). The extension shall take effect from the date on which registration was imposed pursuant to Article 14(5), or on which guarantees were requested. The relevant procedural provisions of this Regulation concerning the initiation and the conduct of investigations shall apply pursuant to this Article.
4. Imports shall not be subject to registration pursuant to Article 14(5) or measures where they are traded by companies which benefit from exemptions.
Requests for exemptions duly supported by evidence shall be submitted within the time limits established in the Commission regulation initiating pursuant to which the investigation. investigation is initiated.
Where the circumventing practice, process or work takes place outside the Union, exemptions may be granted to producers of the product concerned that can show that they are not related to any producer subject to the measures and that are found not to be engaged in circumvention practices as defined in paragraphs 1 and 2 of this Article.
Where the circumventing practice, process or work takes place inside the Union, exemptions may be granted to importers that can show that they are not related to producers subject to the measures. engaged in circumvention practices as defined in paragraphs 1 and 2 of this Article.
Those exemptions shall be granted by decision of the Commission and shall remain valid for the period and under the conditions set down therein. The Commission shall provide information to the Member States once it has concluded its analysis.
Provided that the conditions set in Article 11(4) are met, exemptions may also be granted after the conclusion of the investigation leading to the extension of the measures.
Provided that at least one year has lapsed from the extension of the measures, and in case the number of parties requesting or potentially requesting an exemption is significant, the Commission may decide to initiate a review of the extension of the measures. Any such review shall be conducted in accordance with the provisions of Article 11(5) as applicable to reviews pursuant to Article 11(3).
5. Nothing in this Article shall preclude the normal application of the provisions in force concerning customs duties.
MODIFIED +1,814 −48 Art. 14 General provisions§
applies from: unchanged
Paragraph 3 now adds a reference to special provisions on applying and collecting anti-dumping duties within a Member State's continental shelf or exclusive economic zone declared under UNCLOS, alongside the existing reference to the common definition of origin.
Paragraph 5 rewords the registration mechanism, now framing it as occurring as of the initiation of the investigation, making registration following a Union industry request mandatory rather than discretionary, adding the possibility of registration on the Commission's own initiative, and specifying that registration is introduced by Commission regulation.
A new paragraph 5a on registration during the pre-disclosure period and TARIC-based analysis, an added set of sentences in paragraph 6 on creating and using TARIC codes and providing non-confidential summaries to interested parties, and a new paragraph 8 on public consultation for general guidance documents have all been inserted, none of which appeared in the earlier text.
Cited: Art. 14, v2 · Art. 14, v1
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Article 14
General provisions
1. Provisional or definitive anti-dumping duties shall be imposed by regulation, and collected by Member States in the form, at the rate specified and according to the other criteria laid down in the regulation imposing such duties. Such duties shall also be collected independently of the customs duties, taxes and other charges normally imposed on imports.
No product shall be subject to both anti-dumping and countervailing duties for the purpose of dealing with one and the same situation arising from dumping or from export subsidisation.
2. Regulations imposing provisional or definitive anti-dumping duties, and regulations or decisions accepting undertakings or terminating investigations or proceedings, shall be published in the Official Journal of the European Union.
Such regulations or decisions shall contain in particular, and with due regard to the protection of confidential information, the names of the exporters, if possible, or of the countries involved, a description of the product and a summary of the material facts and considerations relevant to the dumping and injury determinations. In each case, a copy of the regulation or decision shall be sent to known interested parties. The provisions of this paragraph shall apply mutatis mutandis to reviews.
3. Special provisions, in particular with regard to the common definition of the concept of origin, as contained in Regulation (EU) No 952/2013 of the European Parliament and of the CouncilRegulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code (OJ L 269, 10.10.2013, p. 1)., and with regard to the application and collection of an anti-dumping duty in the continental shelf of a Member State or the exclusive economic zone declared by a Member State pursuant to the United Nations Convention on the Law of the Sea (UNCLOS), may be adopted pursuant to this Regulation.
4. In the Union interest, measures imposed pursuant to this Regulation may be suspended by a decision of the Commission in accordance with the advisory procedure referred to in Article 15(2) for a period of nine months. The suspension may be extended for a further period, not exceeding one year, by the Commission acting in accordance with the advisory procedure referred to in Article 15(2).
Measures may only be suspended where market conditions have temporarily changed to an extent that injury would be unlikely to resume as a result of the suspension, and provided that the Union industry has been given an opportunity to comment and those comments have been taken into account. Measures may at any time be reinstated in accordance with the advisory procedure referred to in Article 15(2) if the reason for suspension is no longer applicable.
5. The Commission may, after As of the initiation of the investigation and having informed the Member States in due time, the Commission may direct the customs authorities to take the appropriate steps to register imports, so that measures may subsequently be applied against those imports from the date of such registration. Imports may shall be made subject to registration following a request request, from the Union industry industry, which contains sufficient evidence to justify such action. Imports may also be made subject to registration on the Commission’s own initiative. Registration shall be introduced by Commission regulation. Such regulation which shall specify the purpose of the action and, if appropriate, the estimated amount of possible future liability. Imports shall not be made subject to registration for a period longer than nine months.
5a. The Commission shall, unless it has sufficient evidence within the meaning of Article 5 that the requirements either under point (c) or (d) of Article 10(4) are not met, register imports pursuant to paragraph 5 of this Article during the period of pre-disclosure pursuant to Article 19a. When deciding on registration, the Commission shall in particular analyse the information collected based on the creation of Integrated Tariff of the European Union (TARIC) codes for the product under investigation pursuant to paragraph 6 of this Article.
6. Member States shall report to the Commission every month on the import trade in products subject to investigation and to measures, and on the amount of duties collected pursuant to this Regulation.
When initiating an investigation pursuant to Article 5, the Commission shall create TARIC codes corresponding to the product under investigation. Member States shall use those TARIC codes in order to report on imports of the product under investigation as of the initiation of the investigation. The Commission may, upon receiving a specific reasoned request from an interested party, decide to provide them with a non-confidential summary of the information on aggregated import volumes and values of the products concerned.
7. Without prejudice to paragraph 6, the Commission may request Member States, on a case-by-case basis, to supply information necessary to monitor efficiently the application of measures. In this respect, the provisions of Article 6(3) and (4) shall apply. Any data submitted by Member States pursuant to this Article shall be covered by the provisions of Article 19(6).8. Whenever the Commission intends to adopt any document providing general guidance to possible interested parties on the application of this Regulation, a public consultation in line with Article 11(3) TEU shall be carried out. The European Parliament and the Council may also express their views.
INSERTED +1,121 −0 Art. 14a Continental shelf or exclusive economic zone§
applies from: unknown (an inserted provision states its own application date only in prose)
A new Article 14a is added, allowing an anti-dumping duty to be imposed on dumped products brought in significant quantities to an artificial island, fixed or floating installation, or other structure on a Member State's continental shelf or in its exclusive economic zone declared under UNCLOS, where this causes injury to the Union industry, with the Commission empowered to adopt implementing acts on the conditions, notification, declaration and payment procedures, including recovery, repayment and remission, via a customs tool, under the examination procedure in Article 15(3).
The new provision also states that such duties may only be imposed once the customs tool referred to becomes operational, and that the Commission will inform economic operators of this by separate publication in the Official Journal of the European Union.
Cited: Art. 14a, v2
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Article 14a Continental shelf or exclusive economic zone 1. An anti-dumping duty may also be imposed on any dumped product brought in significant quantities to an artificial island, a fixed or floating installation or any other structure in the continental shelf of a Member State or the exclusive economic zone declared by a Member State pursuant to UNCLOS, where this would cause injury to the Union industry. The Commission shall adopt implementing acts laying down the conditions for the incurrence of such duties, as well as the procedures relating to the notification and declaration of such products and the payment of such duties, including recovery, repayment and remission (customs tool). Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 15(3). 2. The Commission shall only impose duties as referred to in paragraph 1 as of the date the customs tool referred to in paragraph 1 is operational. The Commission shall inform all economic operators that the customs tool is operational by separate publication in the Official Journal of the European Union.
MODIFIED +133 −119 Art. 17 Sampling§
applies from: unchanged
In paragraph 1, the group referenced as 'complainants' has been replaced with 'Union producers'.
In paragraph 2, the time period given to parties to make themselves known and provide sufficient information for sample selection has been shortened from three weeks to one week, and the sentence structure introducing the preference for consultation-based selection has been reworded.
Cited: Art. 17, v2 · Art. 17, v1
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Article 17
Sampling
1. In cases where the number of complainants, Union producers, exporters or importers, types of product or transactions is large, the investigation may be limited to a reasonable number of parties, products or transactions by using samples which are statistically valid valid, on the basis of information available at the time of the selection, or to the largest representative volume of production, sales or exports which can reasonably be investigated within the time available.
2. The final selection of parties, types of products or transactions made under these sampling provisions shall rest with the Commission, though Commission. However, in order to enable the selection of a representative sample preference shall be given to choosing a sample in consultation with, and with the consent of, the parties concerned, provided that such parties make themselves known and make sufficient information available, available within three weeks one week of initiation of the investigation, to enable a representative sample to be chosen. investigation.
3. In cases where the investigation has been limited in accordance with this Article, an individual margin of dumping shall, nevertheless, be calculated for any exporter or producer not initially selected who submits the necessary information within the time limits provided for in this Regulation, except where the number of exporters or producers is so large that individual examinations would be unduly burdensome and would prevent completion of the investigation in good time.
4. Where it is decided to sample and there is a degree of non-cooperation by some or all of the parties selected which is likely to materially affect the outcome of the investigation, a new sample may be selected.
However, if a material degree of non-cooperation persists or there is insufficient time to select a new sample, the relevant provisions of Article 18 shall apply.
INSERTED +1,220 −0 Art. 19a Information at provisional stage§
applies from: unknown (an inserted provision states its own application date only in prose)
This provision is entirely new, adding a right for Union producers, importers, exporters, their representative associations, and representatives of the exporting country to request information on planned provisional duties, with such information to be supplied three weeks before those duties are imposed and comments allowed within three working days.
It also adds a rule that if provisional duties are not going to be imposed and the investigation continues instead, interested parties are to be informed of that non-imposition three weeks before the deadline in Article 7(1) for imposing provisional duties expires.
Cited: Art. 19a, v2
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Article 19a Information at provisional stage 1. Union producers, importers and exporters and their representative associations, and representatives of the exporting country, may request information on the planned imposition of provisional duties. Requests for such information shall be made in writing within the time limit prescribed in the notice of initiation. Such information shall be provided to those parties three weeks before the imposition of provisional duties. Such information shall include: a summary of the proposed duties for information purposes only, and details of the calculation of the dumping margin and the margin adequate to remove the injury to the Union industry, due account being taken of the need to respect the confidentiality obligations contained in Article 19. Parties shall have a period of three working days from the supply of such information to provide comments on the accuracy of the calculations. 2. In cases where it is intended not to impose provisional duties but to continue the investigation, interested parties shall be informed of the non-imposition of duties three weeks before the expiry of the deadline mentioned in Article 7(1) for the imposition of provisional duties.
MODIFIED +79 −63 Art. 21 Union interest§
applies from: unchanged
Paragraph 2 now identifies the Commission, rather than the authorities generally, as the body taking account of views and information, and adds Union producers and trade unions to the list of parties who may make themselves known, alongside a wording change from 'investigation' to 'proceedings'.
Paragraph 4 shortens the period for submitting comments on provisional duties from 25 days to 15 days.
Cited: Art. 21, v1 · Art. 21, v2
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Article 21
Union interest
1. A determination as to whether the Union's interest calls for intervention shall be based on an appreciation of all the various interests taken as a whole, including the interests of the domestic industry and users and consumers. A determination pursuant to this Article shall only be made where all parties have been given the opportunity to make their views known pursuant to paragraph 2. In such an examination, the need to eliminate the trade distorting effects of injurious dumping and to restore effective competition shall be given special consideration. Measures, as determined on the basis of the dumping and injury found, may not be applied where the authorities, on the basis of all the information submitted, can clearly conclude that it is not in the Union's interest to apply such measures.
2. In order to provide a sound basis on which the authorities Commission can take account of all views and information in the decision as to whether or not the imposition of measures is in the Union's Union’s interest, the complainants, Union producers, trade unions, importers and their representative associations, representative users and representative consumer organisations may, within the time limits specified in the notice of initiation of the anti-dumping investigation, proceedings, make themselves known known, and provide information information, to the Commission. Such information, or appropriate summaries thereof, shall be made available to the other parties specified in this Article, and they shall be entitled to respond to such information.
3. The parties which have acted in accordance with paragraph 2 may request a hearing. Such requests shall be granted when they are submitted within the time limits set in paragraph 2, and when they set out the reasons, in terms of the Union's interest, why the parties should be heard.
4. The parties which have acted in accordance with paragraph 2 may provide comments on the application of any provisional duties. Such comments shall be received within 25 15 days of the date of application of such measures if they are to be taken into account and they, or appropriate summaries thereof, shall be made available to other parties who shall be entitled to respond to such comments.
5. The Commission shall examine the information which is properly submitted and the extent to which it is representative, and the results of such analysis, together with an opinion on its merits, shall be transmitted to the committee referred to in Article 15 as part of the draft measure submitted pursuant to Article 9. The views expressed in the committee should be taken into account by the Commission under the conditions provided for in Regulation (EU) No 182/2011.
6. The parties which have acted in conformity with paragraph 2 may request that the facts and considerations on which final decisions are likely to be taken be made available to them. Such information shall be made available to the extent possible and without prejudice to any subsequent decision taken by the Commission.
7. Information shall only be taken into account where it is supported by actual evidence which substantiates its validity.
MODIFIED +1,039 −3 Art. 23 Report and information§
applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)
dates added to the text: 2023-06-09
Paragraph 1's list of matters covered by the annual report is expanded to add undertakings, the use of trade defence instruments by third countries against the Union, appeals against imposed measures, and the activities of the Hearing Officer and the SME Helpdesk.
A new paragraph is added to paragraph 1 requiring the report to cover how social and environmental standards, including those in multilateral environmental agreements, listed ILO Conventions, and equivalent exporting-country legislation, were considered in investigations.
A new paragraph 4 is added requiring the Commission to submit to the European Parliament and Council a periodic review, possibly accompanied by a legislative proposal, of the application of Articles 7(2a), 8(1) and 9(4).
Cited: Art. 23, v2
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Article 23
Report and information
1. The Commission shall, with due regard to the protection of confidential information within the meaning of Article 19, present an annual report on the application and implementation of this Regulation to the European Parliament and to the Council. The That report shall include information about the application of provisional and definitive measures, the termination of investigations without measures, undertakings, reinvestigations, reviews, significant distortions and verification visits, and the activities of the various bodies responsible for monitoring the implementation of this Regulation and fulfilment of the obligations arising therefrom.
The report shall also cover the use of trade defence instruments by third countries targeting the Union and appeals against the measures imposed. It shall include the activities of the Hearing Officer of the Commission’s Directorate General for Trade and those of the SME Helpdesk in relation to the application of this Regulation.
The Report shall also include how social and environmental standards have been considered and taken into account in the investigations. Such standards shall cover those embodied in multilateral environmental agreements to which the Union is party and in ILO Conventions listed in Annex Ia to this Regulation, as well as equivalent national legislation of the exporting country.
2. The European Parliament may invite the Commission to an ad-hoc meeting of its responsible committee to present and explain any issues related to the implementation of this Regulation. It may also, inter alia, on the basis of the report pursuant to paragraph 1 and the presentation and explanations referred to in this paragraph, communicate any relevant considerations and facts to the Commission.
3. No later than six months after presenting the report to the European Parliament and to the Council, the Commission shall make the report public.4. By 9 June 2023 and every five years thereafter, the Commission shall submit, to the European Parliament and to the Council, a review of the application of Articles 7(2a), 8(1) and 9(4), including an evaluation of that application. Such a review may, where appropriate, be accompanied by a legislative proposal.
INSERTED +2,219 −0 Art. 23a Exercise of the delegation§
applies from: unknown (an inserted provision states its own application date only in prose)
A new Article 23a has been added, setting out the conditions under which the Commission may adopt delegated acts, including the duration and extension of the delegated power, its revocation by the European Parliament or the Council, consultation of Member State experts before adoption, notification of adopted acts, and a two-month objection period for the European Parliament and the Council.
The provision specifies that the delegation of power under Article 7(1) runs for two years and can be exercised only once, while the delegation under Article 7(2a) runs for five years and is tacitly renewable for further periods of the same length unless opposed.
Cited: Art. 23a, v2
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Article 23a Exercise of the delegation 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article. 2. The power to adopt delegated acts referred to in Article 7(1) shall be conferred on the Commission for a period of two years from 8 June 2018 and it can be exercised only once. The power to adopt delegated acts referred to in Article 7(2a) shall be conferred on the Commission for a period of five years from 8 June 2018. The Commission shall draw up a report in respect of the delegation of power not later than nine months before the end of the five-year period. The delegation of power shall be tacitly extended for a period of an identical duration, unless the European Parliament or the Council opposes such extension not later than three months before the end of each period. 3. The delegation of power referred to in Article 7(1) and (2a) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. 4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-MakingOJ L 123, 12.5.2016, p. 1.. 5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council. 6. Delegated acts adopted pursuant to Article 7(1) and (2a) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of two months of notification of that act to the European Parliament and to the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council.
INSERTED ±0 Annex Ia§
applies from: unknown
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The full entry, with the citation mapping v1 = 02016R1036-20171220, v2 = 02016R1036-20180608, is committed at eu/32016R1036/CHANGELOG.md.