Art. 3

in force 2026-06-05 MODIFIED±0§

Amended by Regulation (EU) 2024/2809 32024R2809

applies from: unknown

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in force 2024-12-04 MODIFIED§

Amended by Regulation (EU) 2024/2809 32024R2809

applies from: unchanged

The definition numbered (35), covering investment recommendations, now ends with a semicolon instead of a full stop, connecting it to a newly added point.

A new point (36) is added defining systematic internaliser by reference to the definition in Article 4(1), point (20), of Directive 2014/65/EU, a term that was not defined in the earlier version.

Cited: Art. 3, v2 · Art. 3, v1

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in force 2016-07-01 MODIFIED§

Amended by Regulation (EU) 2016/1011 32016R1011 · Regulation (EU) 2016/1033 32016R1033

applies from: unchanged

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

In point (26)(d), the clause describing a legal person, trust or partnership whose managerial responsibilities are discharged by a specified person now separates the conditions of control, being set up for that person's benefit, and having substantially equivalent economic interests with the word "or" before each, rather than joining them with commas as in the earlier text.

Cited: Art. 3, v1 · Art. 3, v2

text before / after, on the event page →