emendrix

Art. 3

European Market Infrastructure Regulation · 32012R0648 · every event for this act · on EUR-Lex

Intragroup transactions

2 changes recorded across 2 events, newest first.

in force 2025-01-17 MODIFIED+326 −131

Amended by Regulation (EU) 2022/2554 32022R2554

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2015-05-20 · dates removed: 2024-05-31

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it and the amending act's instructions do not mention it. All are shown; none is overruled.

The reference identifying a high-risk third country in point (a) of paragraph 4 changed from citing Article 29 of Regulation (EU) 2024/1624 to citing Article 9 of Directive (EU) 2015/849.

The accompanying footnote description of the cited act was replaced accordingly, now naming Directive (EU) 2015/849 of 20 May 2015 with its own title and Official Journal reference instead of Regulation (EU) 2024/1624 of 31 May 2024.

Cited: Art. 3, v1 · Art. 3, v2

text before / after

02012R0648-2024122402012R0648-20250117

Article 3 Intragroup transactions 1. In relation to a non-financial counterparty, an intragroup transaction shall be an OTC derivative contract entered into with another counterparty which is part of the same group provided that the following conditions are met: (a) both counterparties are … 634 unchanged words … purposes of this Article, transactions with counterparties established in any of the following third countries shall not benefit from any of the exemptions for intragroup transactions: (a) where the third country is a high-risk third country, as referred to in Article 29 9 of Regulation Directive (EU) 2024/1624 2015/849 of the European Parliament and of the CouncilRegulation CouncilDirective (EU) 2024/1624 2015/849 of the European Parliament and of the Council of 31 20 May 2024 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC (OJ L, 2024/1624, 19.6.2024, L 141, 5.6.2015, p. 73, ELI: http://data.europa.eu/eli/reg/2024/1624/oj).; http://data.europa.eu/eli/dir/2015/849/oj).; (b) where the third country is listed in Annex I to the Council conclusions on the revised EU list of non-cooperative jurisdictions for tax purposes in its most up-to-date version. 5. Where appropriate due to identified issues in the legal, supervisory and enforcement arrangements of a third country and where those issues result in increased risks, including counterparty credit risk and legal risk, the Commission is empowered to adopt delegated acts in accordance with Article 82 to supplement this Regulation by identifying the third countries whose entities are not permitted to benefit from any of the exemptions for intragroup transactions despite those third countries not being third countries as referred to in paragraph 4 of this Article.

in force 2024-12-24 MODIFIED

Amended by Regulation (EU) 2024/2987 32024R2987 · Regulation (EU) 2022/1671 32022R1671

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2007-12-21, 2013-06-26, 2024-05-31

The conditions for treating a contract with a counterparty in a third country as an intragroup transaction, for both non-financial and financial counterparties, no longer depend on the Commission having adopted an implementing act on equivalence under Article 13(2), and instead depend on whether that third country is identified under a new paragraph 4 or under delegated acts adopted under a new paragraph 5.

Two new paragraphs are added: paragraph 4, which excludes intragroup exemptions for transactions with counterparties in third countries identified as high-risk under Regulation (EU) 2024/1624 or listed as non-cooperative jurisdictions for tax purposes, and paragraph 5, which empowers the Commission to adopt delegated acts identifying further third countries whose entities cannot benefit from the intragroup exemptions.

References to Directive 2006/48/EC and Directive 2006/49/EC in the consolidation and institutional protection scheme provisions are replaced with references to Regulation (EU) No 575/2013 and Directive 2013/36/EU, and the reference to Directive 83/349/EEC is replaced with a reference to Directive 2013/34/EU.

Cited: Art. 3, v1 · Art. 3, v2

text before / after, on the event page →