Art. 18
Credit Rating Agencies Regulation · 32009R1060 · every event for this act · on EUR-Lex
3 changes recorded across 3 events, newest first.
in force 2015-06-21 MODIFIED±0§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unknown
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in force 2013-06-20 MODIFIED§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unchanged
Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.
In the second paragraph, the earlier long-form references to the European Supervisory Authority (European Banking Authority) established by Regulation (EU) No 1093/2010 and to the European Supervisory Authority (European Insurance and Occupational Pensions Authority) established by Regulation (EU) No 1094/2010, including their official-journal footnote citations, are replaced with the short forms EBA and EIOPA.
The substantive list of addressees ESMA communicates decisions to, and the rest of Article 18, remain the same.
Cited: Art. 18, v1 · Art. 18, v2
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in force 2011-06-01 MODIFIED§
Amended by Regulation (EU) No 513/2011 32011R0513
applies from: unchanged
Sources disagree — the text comparison and the EU's own amendment metadata found this change; the amending act's instructions do not mention it. All are shown; none is overruled.
The heading and the notifying/notified actor changed from the competent authority of the home Member State to ESMA, which now notifies the credit rating agency of decisions under Article 16, 17 or 20 and must give full reasons if it refuses registration or withdraws it.
The list of bodies receiving communication of such decisions was expanded from the Commission, CESR and other competent authorities to the Commission, EBA, EIOPA, the competent authorities and the sectoral competent authorities, with ESMA now performing this communication.
Publication duties were reallocated so that ESMA publishes the list of registered credit rating agencies on its website and updates it within five working days of a decision under Article 16, 17 or 20, while the Commission separately publishes that updated list in the Official Journal within 30 days of the update, replacing the earlier single 30-day update rule tied to notification under paragraph 2.
Cited: Art. 18, v1 · Art. 18, v2
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