Art. 14
Credit Rating Agencies Regulation · 32009R1060 · every event for this act · on EUR-Lex
3 changes recorded across 3 events, newest first.
in force 2015-06-21 MODIFIED±0§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unknown
Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.
No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.
text before / after
No text on either side: this unit was named by a signal that carries no text, and only the structural diff carries any.
in force 2013-06-20 MODIFIED§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unchanged
Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.
In paragraph 1, the word describing where a credit rating agency must be established changes from 'Community' to 'Union'.
Paragraph 3 gains an added subparagraph requiring a credit rating agency to notify ESMA of intended material changes to rating methodologies, models or key rating assumptions, or of proposed new ones, when it publishes such proposed changes on its website under Article 8(5a), and to notify ESMA of any changes resulting from the consultation after the consultation period expires.
Cited: Art. 14, v1 · Art. 14, v2
text before / after, on the event page →
in force 2011-06-01 MODIFIED§
Amended by Regulation (EU) No 513/2011 32011R0513
applies from: unchanged
Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.
The territorial reference for effectiveness of registration changed from the Community to the Union, and the actor issuing the registration decision changed from the competent authority of the home Member State to ESMA, with the cross-references updated from Article 16(7)/17(7) to Article 16(3)/17(3).
The notification duty for material changes to the conditions for initial registration now names ESMA alone as recipient, removing the earlier references to CESR and the facilitator, and the territory mentioned changed from the Community to the Union.
The registering authority named in paragraph 4 and the authority barred from imposing extra registration requirements in paragraph 5 both changed from the competent authority of the home Member State to ESMA.
Cited: Art. 14, v1 · Art. 14, v2
text before / after, on the event page →