Art. 11
Credit Rating Agencies Regulation · 32009R1060 · every event for this act · on EUR-Lex
3 changes recorded across 3 events, newest first.
in force 2015-06-21 MODIFIED±0§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unknown
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in force 2013-06-20 MODIFIED§
Amended by Regulation (EU) No 462/2013 32013R0462
applies from: unchanged
Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.
The provision now specifies that the obligation to make historical performance data available in the ESMA central repository applies to a registered or certified credit rating agency, rather than to a credit rating agency generally.
The second sentence of paragraph 2 correspondingly refers to "such a credit rating agency" instead of repeating "a credit rating agency," and minor punctuation was added around "including the ratings transition frequency."
Cited: Art. 11, v2 · Art. 11, v1
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in force 2011-06-01 MODIFIED§
Amended by Regulation (EU) No 513/2011 32011R0513
applies from: unchanged
Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.
References to CESR in the provisions on the central repository and the standard reporting form have been replaced with references to ESMA.
The obligation on a credit rating agency to provide annual information under point 2 of Part II of Section E of Annex I now specifies a deadline of 31 March and directs that information to ESMA, whereas the earlier text sent it to the competent authority of the home Member State and to CESR without a stated deadline, and the earlier text's requirement that the home Member State authority disclose that information to the members of the relevant college no longer appears.
Cited: Art. 11, v1 · Art. 11, v2
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