emendrix

Credit Rating Agencies Regulation

32009R1060 · every event for this act · on EUR-Lex

detected 2026-08-13 no amending act named

32009R1060 → 02009R1060-20091207

in force not stated

1 provision touched — 1 substantive, 0 date-only, 0 disputed · every change carries an explanation that passed its citation check

No amending act is named for this event: the EU's own amendment metadata annotated nothing in this window and there were no amending-act instructions to read, so only the text comparison observed it. That is a fact about the corpus's records for the window, not a doubt about the text shown below.

MODIFIED +3 −0 Annex I INDEPENDENCE AND AVOIDANCE OF CONFLICTS OF INTEREST

applies from: unchanged

In Section C, point 3(c), the description of the natural person receiving confidential information changed from being someone who "is directly involved" in credit rating activities to someone who "is not directly involved" in credit rating activities.

Cited: Annex I, v1 · Annex I, v2

text before / after

32009R106002009R1060-20091207

ANNEX I INDEPENDENCE AND AVOIDANCE OF CONFLICTS OF INTEREST Section A Organisational requirements 1. The credit rating agency shall have an administrative or supervisory board. Its senior management shall ensure that: (a) credit rating activities are independent, including from all political and economic influences or … 2,336 unchanged words … or indirectly linked to it by control, as well as with any other natural person whose services are placed at the disposal or under the control of any person directly or indirectly linked to it by control, and who is not directly involved in the credit rating activities; and (d) do not use or share confidential information for the purpose of trading financial instruments, or for any other purpose except the conduct of the credit rating activities. 4. Persons referred to in point … 1,711 unchanged words … of that Directive shall be provided by the credit rating agency irrespective of whether it is subject to Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bidsOJ L 142, 30.4.2004, p. 12..

The full entry, with the citation mapping v1 = 32009R1060, v2 = 02009R1060-20091207, is committed at eu/32009R1060/CHANGELOG.md.