Annex IV

32021R0821 → 02021R0821-20220107

ANNEX IV LIST OF DUAL-USE ITEMS REFERRED TO IN ARTICLE 11(1) OF THIS REGULATION The entries do not always cover the complete description of the item and the related notes in Annex IThe differences in the wordings/scopes between Annex I and Annex IV are indicated with bold italic text.. Only Annex I provides for the complete description of the items. The mention of an item in this Annex does not affect the application of the provisions concerning mass-market products in Annex I. The terms appearing in straight double quotes are defined terms in the global definitions list of Annex I. PART I (possibility of National General Authorisation for intra-Union trade) Items of stealth technology 1C001 Materials specially designed for absorbing electromagnetic radiations, or intrinsically conductive polymers. N.B. SEE ALSO 1C101 1C101 Materials and devices for reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures, other than those specified in 1C001, usable in missiles, missile subsystems or unmanned aerial vehicles specified in 9A012. Note: 1C101 does not control materials if such goods are formulated solely for civil applications. Technical Note: In 1C101 missiles means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. 1D103 Software specially designed for analysis of reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures. 1E101 Technology according to the GTN for the use of goods specified in 1C101 or 1D103. 1E102 Technology according to the GTN for the development of software specified in 1D103. 6B008 Pulse radar cross-section measurement systems having transmit pulse widths of 100 ns or less and specially designed components therefor. N.B. SEE ALSO 6B108 6B108 Systems specially designed for radar cross section measurement usable for missiles and their subsystems. Technical Note: In 6B108 missile means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. Items of the Union Community strategic control 1A007 Equipment and devices, specially designed to initiate charges and devices containing energetic materials, by electrical means, as follows: N.B. SEE ALSO MILITARY GOODS CONTROLS, 3A229 AND 3A232. a. Explosive detonator firing sets designed to drive multiple controlled detonators specified in 1A007.b. below; b. Electrically driven explosive detonators as follows: 1. Exploding bridge (EB); 2. Exploding bridge wire (EBW); 3. Slapper; 4. Exploding foil initiators (EFI). Note: 1A007.b. does not control detonators using only primary explosives, such as lead azide. 1C239 High explosives, other than those specified in the Military Goods Controls, or substances or mixtures containing more than 2% 2 % by weight thereof, with a crystal density greater than 1,8 g/cm3 and having a detonation velocity greater than 8000 m/s. 1E201 Technology according to the General Technology Note for the use of goods specified in 1C239. 3A229 High-current pulse generators, as follows ... … N.B. SEE ALSO MILITARY GOODS CONTROLS 3A232 Multipoint initiation systems, other than those specified in 1A007above, 1A007 above, as follows ... follows… N.B. SEE ALSO MILITARY GOODS CONTROLS 3E201 Technology according to the General Technology Note for the use of equipment specified in 3A229 or 3A232. 6A001 Acoustics, limited to the following: 6A001.a.1.b. Object detection or location systems, having any of the following: 1. A transmitting frequency below 5 kHz; 6. Designed to withstand …; 6A001.a.2.a.2. Hydrophones … Incorporating … 6A001.a.2.a.3. Hydrophones … Having any … 6A001.a.2.a.6. Hydrophones … Designed for … 6A001.a.2.b. Towed acoustic hydrophone arrays … 6A001.a.2.c. Processing equipment, specially designed for real time application with towed acoustic hydrophone arrays, having user-accessible programmability and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes; 6A001.a.2.e. Bottom or bay-cable hydrophone arrays, having any of the following: 1. Incorporating hydrophones …, or 2. Incorporating multiplexed hydrophone group signal modules …; 6A001.a.2.f. Processing equipment, specially designed for real time application with bottom or bay cable systems, having user-accessible programmability and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes; 6D003.a. Software for the real-time processing of acoustic data; 8A002.o.3. Noise reduction systems designed for use on vessels of 1000 tonnes displacement or more, as follows: b. Active noise reduction or cancellation systems, or magnetic bearings, specially designed for power transmission systems, and incorporating electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source; Technical Note: Active noise reduction or cancellation systems incorporate electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source. 8E002.a. Technology for the development, production, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction. Items of the Union Community strategic control— control — Cryptanalysis — Category 5, 5 Part 2 5A004.a. Equipment designed or modified to perform cryptanalytic functions. Note: 5A004.a. includes systems or equipment, designed or modified to perform cryptanalytic functions by means of reverse engineering. Technical Note: Cryptanalytic functions are functions designed to defeat cryptographic mechanisms in order to derive confidential variables or sensitive data, including clear text, passwords or cryptographic keys. 5D002.a. Software specially designed or modified for the development, production or use of any of the following: 3. Equipment as follows: a. Equipment specified in 5A004.a.; b. Equipment specified in 5A004.b.; 5D002.c. Software having the characteristics of, or performing or simulating the functions of, any of the following: 3. Equipment as follows: a. Equipment specified in 5A004.a.; b. Equipment specified in 5A004.b.; 5E002.a. Only technology for the development, production or use of the goods specified in 5A004.a, 5D002.a.3. or 5D002.c.3. above. Items of the MTCR technology 7A117 Guidance sets, usable in missiles capable of achieving system accuracy of 3,33% 3,33 % or less of the range (e.g., a CEP of 10 km or less at a range of 300 km), except guidance sets designed for missiles with a range under 300 km or manned aircraft. Technical Note: In 7A117 CEP (Circular Error Probable or Circle of Equal Probability) is a measure of accuracy, defined as the radius of the circle centred at the target, at a specific range, in which 50% 50 % of the payloads impact. 7B001 Test, calibration or alignment equipment specially designed for equipment specified in 7A117 above. Note: 7B001 does not control test, calibration or alignment equipment for Maintenance Level I or Maintenance Level II. 7B003 Equipment specially designed for the production … 323 unchanged words … 1,1 MNs having a total impulse capacity equal to or greater than 1,1 MNs; except liquid propellant apogee engines designed or modified for satellite applications and having all of the following: 1. nozzle throat diameter of 20 mm or less; and 2. 2. combustion chamber pressure of 15 bar or less. 9A106.c. Systems or components, other than those specified in 9A006, usable in missiles, as follows, specially designed for liquid rocket propulsion systems: c. Thrust vector control sub-systems, except those designed for rocket systems … 459 unchanged words … a contractual relationship placed by a Member State's national space organisation or that are transferred by it to accomplish its official tasks; 3. that are transferred on the basis of orders pursuant to a contractual relationship placed in connection with a Union Community space launch development and production programme signed by two or more European governments; 4. that are transferred to a State-controlled space launching site in the territory of a Member State, unless that Member State controls such transfers within the terms of this Regulation. PART II (NO NATIONAL GENERAL AUTHORISATION FOR INTRA-UNION TRADE) (no National General Authorisation for intra-Union trade) Items of the CWC (Chemical Weapons Convention) 1C351.d.4. Ricin 1C351.d.5. Saxitoxin Items of the NSG technology All Category 0 of Annex I is included in Annex IV, subject to the following: 0C001: this item is not included in Annex IV; 0C002: this item is not included in Annex IV, with the exception of special fissile materials as follows: (a) separated plutonium; (b) uranium enriched in the isotopes 235 or 233 to more than 20%. 20 %. 0C003 only if for use in a nuclear reactor (within 0A001.a.); 0D001 (software) is included in Annex IV except insofar as it relates to 0C001 or to those items of 0C002 that are excluded from Annex IV; 0E001 (technology) is included in Annex IV except insofar as these related to 0C001 or to those items of 0C002 that are excluded from Annex IV. 1B226 Electromagnetic isotope separators designed for, or equipped with, single or multiple ion sources capable of providing a total ion beam current of 50 mA or greater. Note: 1B226 includes separators: a. Capable of enriching stable isotopes; b. With the ion sources and collectors both in the magnetic field and those configurations in which they are external to the field. 1B231 Tritium facilities or plants, and equipment therefor, as follows: a. Facilities or plants for the production, recovery, extraction, concentration, or handling of tritium; b. Equipment for tritium facilities or plants, as follows: 1. Hydrogen or helium refrigeration units capable of cooling to 23 K (– 250°C) 250 °C) or less, with heat removal capacity greater than 150 W; 2. Hydrogen isotope storage or hydrogen isotope purification systems using metal hydrides as the storage or purification medium. 1B233 Lithium isotope separation facilities or plants, and equipment therefor, as follows: a. Facilities or … 377 unchanged words … follows, and specially designed components therefor: 1. Streak cameras with writing speeds greater than 0,5 mm per microsecond; b. Mechanical rotating mirror framing cameras, as follows, and specially designed components therefor: 1. Framing cameras with recording rates greater than 225000 frames per second; Note:In Note: In 6A203.a. components of such cameras include their synchronising electronics units and rotor assemblies consisting of turbines, mirrors and bearings. 6A225 Velocity interferometers for measuring velocities exceeding 1 km/s during time intervals of less than 10 microseconds. Note: 6A225 includes velocity interferometers such as VISARs (Velocity interferometer systems for any reflector) and DLIs (Doppler laser interferometers). 6A226 Pressure sensors, as follows: a. Shock pressure gauges capable of measuring pressures greater than 10 GPa, including gauges made with manganin, ytterbium, and polyvinylidene fluoride (PVDF) / polyvinyl (PVDF)/polyvinyl difluoride (PVF2); b. Quartz pressure transducers for pressures greater than 10 GPa.