emendrix

Art. 22

Markets in Financial Instruments Regulation · 32014R0600 · every event for this act · on EUR-Lex

Providing information for the purposes of transparency and other calculations

2 changes recorded across 2 events, newest first.

in force 2024-03-28 MODIFIED+158 −106

Amended by Regulation (EU) 2024/791 32024R0791

applies from: unchanged

The range of articles referenced for pre- and post-trade transparency and trading obligation calculations was changed from Articles 3 to 11, 14 to 21 and 32 to Articles 3 to 11a, 14 to 21 and 32.

The clause about determining whether an investment firm is a systematic internaliser was removed and replaced with a purpose relating to preparing reports to the Commission under Article 4(4), Article 7(1), Article 9(2), Article 11(3) and Article 11a(1).

Cited: Art. 22, v1 · Art. 22, v2

text before / after

02014R0600-2024010902014R0600-20240328

Article 22 Providing information for the purposes of transparency and other calculations 1. In order to carry out calculations for determining the requirements for the pre- and post-trade transparency and the trading obligation regimes referred to in Articles 3 to 11, Articles 11a, 14 to 21 and Article 32, 32 which are applicable to financial instruments instruments, and for determining whether an investment firm is a systematic internaliser, in order to prepare reports to the Commission in accordance with Article 4(4), Article 7(1), Article 9(2), Article 11(3) and Article 11a(1), ESMA and competent authorities may require information from: (a) trading venues; (b) APAs; and (c) CTPs. 2. Trading venues, APAs and CTPs shall store the necessary data for a sufficient period. 3. ESMA shall develop draft regulatory technical standards to specify the content and frequency of data requests and the formats and the timeframe in which trading venues, APAs and CTPs are to respond to data requests referred to in paragraph 1, the type of data that is to be stored, and the minimum period for which trading venues, APAs and CTPs are to store data in order to be able to respond to data requests in accordance with paragraph 2. Power is delegated to the Commission to supplement this Regulation by adopting the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1095/2010.

in force 2022-01-01 MODIFIED

Amended by Regulation (EU) 2019/2175 32019R2175 · Regulation (EU) 2022/858 32022R0858

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates removed: 2015-07-03

Paragraph 1 now names ESMA alongside competent authorities as able to require information from trading venues, APAs and CTPs, and the phrase describing the transparency and trading obligation regimes changed from 'imposed by' to 'referred to in'.

Paragraph 3, which previously required competent authorities to transmit information to ESMA for its Article 5(4)-(6) reports and set a 3 July 2015 submission deadline for regulatory technical standards, has been removed, and the former paragraph 4 on those technical standards now appears as paragraph 3 with revised wording about responding to and storing data.

The delegation of power to the Commission now describes it as supplementing the Regulation by adopting the technical standards referred to in the first subparagraph, rather than simply adopting the standards referred to in that paragraph.

Cited: Art. 22, v2 · Art. 22, v1

text before / after, on the event page →