emendrix

Art. 461a

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Own funds requirements for market risk

5 changes recorded across 5 events, newest first.

in force 2024-07-09 MODIFIED+2,191 −626

Amended by Regulation (EU) 2024/1623 32024R1623

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2026-07-10 · dates removed: 2019-12-31

The heading changes from 'Alternative standardised approach for market risk' to 'Own funds requirements for market risk', and the single unstructured paragraph is replaced by three numbered paragraphs covering monitoring of international standards, delegated acts for targeted relief measures or postponement of application dates, and an EBA reporting obligation.

The prior deadline of 31 December 2019 for the Commission to adopt a delegated act on technical adjustments to specific market-risk articles is removed, and the new text instead sets 10 July 2026 as the date by which EBA must submit a report on third-country implementation of international market-risk standards.

The specific list of articles to be technically adjusted (such as Articles 325e, 325g to 325j, and others) and the risk-weight and correlation specifications tied to covered bonds are no longer present, replaced by broader references to the alternative standardised approach, the alternative internal model approach, and the simplified standardised approach.

Cited: Art. 461a, v1 · Art. 461a, v2

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before (02013R0575-20240109)

Article 461a
Alternative standardised approach for market risk
For the purposes of the reporting requirements set out in Article 430b(1), the Commission is empowered to adopt delegated acts in accordance with Article 462, to amend this Regulation by making technical adjustments to Articles 325e, 325g to 325j, 325p, 325q, 325ae, 325ai, 325ak, 325am, 325ap to 325at, 325av, 325ax, and specify the risk weight of bucket 11 of Table 4 in Article 325ah and the risk weights of covered bonds issued by credit institutions in third countries in accordance with Article 325ah, and the correlation of covered bonds issued by credit institutions in third countries in accordance with Article 325aj of the alternative standardised approach set out in Chapter 1a of Title IV of Part Three, taking into account developments in international regulatory standards.
The Commission shall adopt the delegated act referred to in paragraph 1 by 31 December 2019.

after (02013R0575-20240709)

Article 461a
Own funds requirements for market risk
1. The Commission shall monitor the differences between the implementation of international standards on own funds requirements for market risk in the Union and in third countries, including as regards the impact of the rules in terms of own funds requirements and as regards their date of application.
2. Where significant differences in such implementation are observed, the Commission shall be empowered to adopt delegated acts in accordance with Article 462 to amend this Regulation by:
(a) applying, until the date of application of the legislative act referred to in paragraph 3 of this Article or for up to three years in the absence of such an act, and where necessary to preserve a level playing field and to offset those observed differences, targeted operational relief measures or targeted multipliers equal to or greater than 0 and lower than 1 in the calculation of the institutions’ own funds requirements for market risk, for specific risk classes and specific risk factors, using one of the approaches referred to in Article 325(1), and laid out in:
(i) Articles 325c to 325ay, specifying the alternative standardised approach;
(ii) Articles 325az to 325bp, specifying the alternative internal model approach;
(iii) Articles 326 to 361, specifying the simplified standardised approach;
(b) postponing for up to two years the date from which institutions shall apply the own funds requirements for market risk set out in Part Three, Title IV, or any of the approaches to calculate the own funds requirements for market risk referred to in Article 325(1).
Where the Commission adopts the delegated act referred to in the first subparagraph, the Commission shall, where appropriate, submit a legislative proposal to the European Parliament and to the Council to adjust the implementation in the Union of international standards on own funds requirements for market risk to preserve in a more permanent manner a level playing field with third countries, in terms of own funds requirements and the impact of those requirements.
3. By 10 July 2026, EBA shall submit a report to the European Parliament, to the Council and to the Commission on the implementation of international standards on own funds requirements for market risk in third countries.
On the basis of that report, the Commission shall, where appropriate, submit to the European Parliament and to the Council a legislative proposal, in order to ensure a global level playing field.

in force 2023-06-28 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown

Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

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in force 2021-09-30 MODIFIED

Amended by Regulation (EU) 2021/424 32021R0424

applies from: unchanged

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it and the amending act's instructions do not mention it. All are shown; none is overruled.

The list of articles subject to technical adjustments by delegated act was expanded to include Article 325ai, which was not present in the earlier list.

Cited: Art. 461a, v1 · Art. 461a, v2

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in force 2020-12-28 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown

Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

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in force 2019-06-27 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown (an inserted provision states its own application date only in prose)

A new Article 461a is added, empowering the Commission to adopt delegated acts under Article 462 to make technical adjustments to a list of provisions within the alternative standardised approach for market risk set out in Chapter 1a of Title IV of Part Three, including specifying certain risk weights and correlations, for the purposes of the reporting requirements in Article 430b(1).

The provision also states that the Commission shall adopt the delegated act referred to in paragraph 1 by 31 December 2019.

Cited: Art. 461a, v2

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