emendrix

Art. 429g

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Calculation of the exposure value of regular-way purchases and sales awaiting settlement

3 changes recorded across 3 events, newest first.

in force 2025-01-01 MODIFIED+49 −46

Amended by Regulation (EU) 2024/1623 32024R1623 · Regulation (EU) 2024/2987 32024R2987 · Regulation (EU) 2024/2795 32024R2795

applies from: unchanged

Paragraph 1 now pairs cash with regular-way purchases and financial assets with regular-way sales, whereas the earlier text paired cash with regular-way sales and securities with regular-way purchases.

The cross-reference to Article 429(4), point (a) is also reformatted, moving the point letter after the article number rather than before it, with no other change to that reference.

Cited: Art. 429g, v1 · Art. 429g, v2

text before / after

02013R0575-2024070902013R0575-20250101

Article 429g Calculation of the exposure value of regular-way purchases and sales awaiting settlement 1. Institutions shall treat cash related to regular-way sales purchases and securities financial assets related to regular-way purchases sales which remain on the balance sheet until the settlement date as assets in accordance with Article 429(4), point (a) of Article 429(4). (a). 2. Institutions that, in accordance with the applicable accounting framework, apply trade date accounting to regular-way purchases and sales which are awaiting settlement shall reverse out any offsetting between cash receivables for regular-way sales awaiting settlement and cash payables for regular-way purchase awaiting settlement allowed under that framework. After institutions have reversed out the accounting offsetting, they may offset between those cash receivables and cash payables where both the related regular-way sales and purchases are settled on a delivery-versus-payment basis. 3. Institutions that, in accordance with the applicable accounting framework, apply settlement date accounting to regular-way purchases and sales which are awaiting settlement shall include in the total exposure measure the full nominal value of commitments to pay related to regular-way purchases. Institutions may offset the full nominal value of the commitments to pay related to regular-way purchases by the full nominal value of cash receivables related to regular-way sales awaiting settlement only where both of the following conditions are met: (a) both the regular-way purchases and sales are settled on a delivery-versus-payment basis; (b) the financial assets bought and sold that are associated with cash payables and receivables are fair valued through profit and loss and included in the institution's trading book.

in force 2024-07-09 MODIFIED

Amended by Regulation (EU) 2024/1623 32024R1623

applies from: unknown

Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

text before / after, on the event page →

in force 2021-06-28 INSERTED

Amended by Regulation (EU) 2019/2033 32019R2033 · Regulation (EU) 2019/876 32019R0876 · Regulation (EU) 2021/558 32021R0558 · Regulation (EU) 2020/873 32020R0873

applies from: unknown (an inserted provision states its own application date only in prose)

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

This is a new provision setting out how institutions calculate the exposure value of regular-way purchases and sales awaiting settlement, covering treatment as assets under trade date accounting and settlement date accounting.

It specifies rules on reversing or applying offsetting between cash receivables and payables for such transactions, and the conditions under which offsetting between commitments to pay and cash receivables is permitted.

Cited: Art. 429g, v2

text before / after, on the event page →