emendrix

Art. 325ax

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Vega and curvature risk weights

5 changes recorded across 5 events, newest first.

in force 2025-01-01 MODIFIED+453 −196

Amended by Regulation (EU) 2024/1623 32024R1623 · Regulation (EU) 2024/2987 32024R2987 · Regulation (EU) 2024/2795 32024R2795

applies from: unchanged

Paragraph 1 now describes vega risk factor buckets as similar to the delta risk factor buckets established in Section 3, Subsection 1, rather than simply stating that vega risk factors use the delta buckets referred to in Subsection 1.

A new paragraph 2 introduces a Table 1 assigning risk weights to vega risk factor sensitivities directly by risk class, and the former paragraph 2 and 3 content on determining the vega risk weight as a share of the risk factor's value, including the formula and Table 11, is renumbered as paragraph 3.

Paragraph 6 now refers to the highest prescribed delta risk weight for the relevant risk bucket instead of for the relevant risk class.

Cited: Art. 325ax, v1 · Art. 325ax, v2

text before / after

02013R0575-2024070902013R0575-20250101

Article 325ax Vega and curvature risk weights 1. Vega Buckets for vega risk factors shall use be similar to the buckets established for delta buckets referred to risk factors in accordance with Section 3, Subsection 1. 2. The risk weight Risk weights for a given sensitivities to vega risk factor k factors shall be determined as a share assigned in accordance with the risk class of the current value of that risk factor k which represents the implied volatility of an underlying, factors, as described in Section 3. follows: Table 1 Risk class Risk weights GIRR 100 % CSR non-securitisations 100 % CSR securitisations (ACTP) 100 % CSR securitisations (non-ACTP) 100 % Equity (large cap and indices) 77,78 % Equity (small cap and other sector) 100 % Commodity 100 % Foreign exchange 100 % 3. The share referred to in paragraph 2 shall be made dependent on the presumed liquidity of each type of risk factor in accordance with the following formula:RWkValue of risk factor kminRWσLHrisk class10 ; 100% where: RWk = the risk weight for a given vega risk factor k; RWσ shall be set at 55 %; and LHrisk class is the regulatory liquidity horizon to be prescribed in the determination of each vega risk factor k. LHrisk class is determined in accordance with the following table: Table 11 Risk class LHrisk class Risk weights GIRR 60 100 % CSR non-securitisations 120 100 % CSR securitisations (ACTP) 120 100 % CSR securitisations (non-ACTP) 120 100 % Equity (large cap and indices) 20 77,78 % Equity (small cap and other sector) 60 100 % Commodity 120 100 % Foreign exchange 40 100 % 4. Buckets used in the context of delta risk in Subsection 1 shall be used in the curvature risk context unless specified otherwise in this Chapter. 5. For foreign exchange and equity curvature risk factors, the curvature risk weights shall be relative shifts equal to the delta risk weights referred to in Subsection 1. 6. For general interest rate, credit spread and commodity curvature risk factors, the curvature risk weight shall be the parallel shift of all the vertices for each curve on the basis of the highest prescribed delta risk weight referred to in Subsection 1 for the relevant risk class. bucket.

in force 2023-06-28 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown

Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

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in force 2021-09-30 MODIFIED

Amended by Regulation (EU) 2021/424 32021R0424

applies from: unchanged

Sources disagree — the text comparison and the EU's own amendment metadata found this change; the amending act's instructions do not mention it. All are shown; none is overruled.

Table 11 in paragraph 3 gains a new 'Risk weights' column giving a percentage value for each risk class, whereas the earlier version only listed the liquidity horizon figures.

The row labels for the equity categories also change wording, from 'Equity (large cap)' and 'Equity (small cap)' to 'Equity (large cap and indices)' and 'Equity (small cap and other sector)'.

Cited: Art. 325ax, v2 · Art. 325ax, v1

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in force 2020-12-28 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown

Sources disagree — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

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in force 2019-06-27 INSERTED

Amended by Regulation (EU) 2019/876 32019R0876

applies from: unknown (an inserted provision states its own application date only in prose)

Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.

This article is newly added and sets out rules for determining vega and curvature risk weights, including a formula linking a vega risk factor's weight to its presumed liquidity horizon and a fixed value of 55% for RWσ.

It also specifies that delta buckets and delta risk weights are to be used as the basis for curvature risk treatment for certain risk classes, with a parallel-shift approach applied for general interest rate, credit spread and commodity curvature risk factors.

Cited: Art. 325ax, v2

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