emendrix

Art. 280e

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Commodity risk category add-on

2 changes recorded across 2 events, newest first.

in force 2021-09-30 MODIFIED+21 −115

Amended by Regulation (EU) 2021/424 32021R0424

applies from: unchanged

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it and the amending act's instructions do not mention it. All are shown; none is overruled.

In paragraph 1 and paragraph 4, the formulas that were previously rendered inline as running mathematical expressions are now shown without that inline formula text preceding the 'where' definitions.

In paragraph 5, the reference to the hedging set is changed from point (e)(i) of Article 277a(1) to point (e) of Article 277a(1), and the numeric supervisory factor values of 18 % and 40 % are replaced with unlabelled placeholders rather than stated percentages.

Cited: Art. 280e, v1 · Art. 280e, v2

text before / after

02013R0575-2021062902013R0575-20210930

Article 280e Commodity risk category add-on 1. For the purposes of Article 278, institutions shall calculate the commodity risk category add-on for a given netting set as follows:AddOnComiAddOnComj follows: where: AddOnCom the commodity risk category add-on; j the index that denotes the commodity hedging sets established in accordance with point (e) of Article 277a(1) and with Article 277a(2) for the netting set; and AddOnComj the commodity risk category add-on for hedging set j calculated in accordance with paragraph 4. 2. For the purpose of calculating the add-on for a commodity hedging set of a given netting set in accordance with paragraph 4, institutions shall establish the relevant commodity reference types of each hedging set. Commodity derivative transactions shall be assigned to the same commodity reference type only where the underlying commodity instrument of those transactions has the same nature, irrespective of the delivery location and quality of the commodity instrument. 3. By way of derogation from paragraph 2, competent authorities may require an institution which is significantly exposed to the basis risk of different positions sharing the same nature as referred to in paragraph 2 to establish the commodity reference types for those positions using more characteristics than just the nature of the underlying commodity instrument. In such a situation, commodity derivative transactions shall be assigned the same commodity reference type only where they share those characteristics. 4. Institutions shall calculate the commodity risk category add-on for hedging set j as follows:AddOnComjєjρComkAddOnTypejk21ρCom2kAddOnTypejk2 follows: where: AddOnComj the commodity risk category add-on for hedging set j; єj the hedging set supervisory factor coefficient of hedging set j determined in accordance with Article 280; ρCom the correlation factor of the commodity risk category with a value equal to 40 %; k the index that denotes the commodity reference types of the netting set established in accordance with paragraph 2; and AddOnTypejk the add-on for the commodity reference type k calculated in accordance with paragraph 5. 5. Institutions shall calculate the add-on for the commodity reference type k as follows:AddOnTypejkSFComkEffNotComk where: AddOnTypejk the add-on for the commodity reference type k; SFComk the supervisory factor applicable to the commodity reference type k; where the commodity reference type k corresponds to transactions allocated to the hedging set referred to in point (e)(i) (e) of Article 277a(1), excluding transactions concerning electricity, SFComk18 %; ; for transactions concerning electricity, SFComk40 %; ; and EffNotComk the effective notional amount of the commodity reference type k calculated as follows:EffNotComkl ∈ Commodity reference type kRiskPositionl where: l the index that denotes the risk position.

in force 2021-06-28 INSERTED

Amended by Regulation (EU) 2019/2033 32019R2033 · Regulation (EU) 2019/876 32019R0876 · Regulation (EU) 2021/558 32021R0558 · Regulation (EU) 2020/873 32020R0873

applies from: unknown (an inserted provision states its own application date only in prose)

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

Article 280e is a new provision setting out how institutions calculate the commodity risk category add-on for a netting set, including the formulas for the overall add-on, the hedging-set add-on, and the add-on for each commodity reference type, plus rules on how commodity reference types and hedging sets are established.

It also allows competent authorities to require an institution significantly exposed to basis risk between positions of the same commodity nature to define commodity reference types using additional characteristics beyond the nature of the underlying instrument.

Cited: Art. 280e, v2

text before / after, on the event page →