emendrix

Art. 280

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Hedging set supervisory factor coefficient

2 changes recorded across 2 events, newest first.

in force 2021-06-28 MODIFIED+390 −1,533

Amended by Regulation (EU) 2019/2033 32019R2033 · Regulation (EU) 2019/876 32019R0876 · Regulation (EU) 2021/558 32021R0558 · Regulation (EU) 2020/873 32020R0873

applies from: unchanged

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

The provision's heading and substance changed entirely: the earlier version set out how an institution determines the size and sign of a risk position, including formulas for linear and non-linear instruments and debt instruments, and how risk positions are grouped into hedging sets to calculate a net risk position under Article 276(2).

The later version instead defines a hedging set supervisory factor coefficient, denoted є, used for calculating the add-on of a hedging set under Articles 280a to 280f, assigning fixed values of 1, 5 or 0,5 depending on whether the hedging set is established under Article 277a(1), point (a) of Article 277a(2), or point (b) of Article 277a(2).

The prior calculation methodology and its formulas for notional value, delta equivalents and modified duration no longer appear in the later text.

Cited: Art. 280, v1 · Art. 280, v2

text before / after

texts differ too much for an inline diff; shown separately

before (02013R0575-20201228)

Article 280
Calculation of risk positions
1. An institution shall determine the size and sign of a risk position as follows:
(a) for all instruments other than debt instruments:
(i) as the effective notional value in the case of a transaction with a linear risk profile;
(ii) as the delta equivalent notional value, pref  ∂V∂p, in the case of a transaction with a non-linear risk profile,
where:
Pref
price of the underlying instrument, expressed in the reference currency;
V
value of the financial instrument (in the case of an option, the value is the option price);
p
price of the underlying instrument, expressed in the same currency as V;
(b) for debt instruments and the payment legs of all transactions:
(i) as the effective notional value multiplied by the modified duration in the case of a transaction with a linear risk profile;
(ii) as the delta equivalent in notional value multiplied by the modified duration, ∂V∂r, in the case of a transaction with a non-linear risk profile,
where:
V
value of the financial instrument (in the case of an option this is the option price);
r
interest rate level.
If V is denominated in a currency other than the reference currency, the derivative shall be converted into the reference currency by multiplication with the relevant exchange rate.
2. Institutions shall group the risk positions into hedging sets. The absolute value amount of the sum of the resulting risk positions shall be calculated for each hedging set. The net risk position shall be the result of that calculation and shall be calculated for the purposes of Article 276(2) as follows:iRPTij  lRPClj

after (02013R0575-20210629)

Article 280
Hedging set supervisory factor coefficient
For the purpose of calculating the add-on of a hedging set as referred to in Articles 280a to 280f, the hedging set supervisory factor coefficient є shall be the following:
є = 1 for the hedging sets established in accordance with Article 277a(1)
5 for the hedging sets established in accordance with point (a) of Article 277a(2)
0,5 for the hedging sets established in accordance with point (b) of Article 277a(2)

in force 2015-01-18 MODIFIED

Amended by Regulation (EU) 2015/62 32015R0062 · Regulation (EU) 2018/405 32018R0405

applies from: unchanged

Sources disagree — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

The formatting of the mathematical expression for the delta equivalent notional value in point (a)(ii) of paragraph 1 has changed, with the multiplication symbol between the terms rendered differently.

The summation formula at the end of paragraph 2 has likewise changed in its symbol rendering, with the summation notation appearing without the preceding sigma characters in the later text.

Cited: Art. 280, v1 · Art. 280, v2

text before / after, on the event page →