in force 2021-06-28 MODIFIED+47 −53§
Amended by Regulation (EU) 2019/2033 32019R2033 · Regulation (EU) 2019/876 32019R0876 · Regulation (EU) 2021/558 32021R0558 · Regulation (EU) 2020/873 32020R0873
applies from: unchanged
In point 1(e) and point 2(d), the phrase describing purchased interest-rate options and currency options was shortened by dropping the word "purchased", so the entries now read simply "interest-rate options" and "currency options".
Point 3 now refers to points (4) to (7), (9), (10) and (11) of Section C of Annex I, adding point (11) to the previously listed points 4 to 7, 9 and 10, and the cross-reference to Directive 2004/39/EC was replaced with a reference to Directive 2014/65/EU.
Cited: Annex II, v1 · Annex II, v2
text before / after
02013R0575-20201228 → 02013R0575-20210629
ANNEX II
Types of derivatives
1. Interest-rate contracts:
(a) single-currency interest rate swaps;
(b) basis-swaps;
(c) forward rate agreements;
(d) interest-rate futures;
(e) interest-rate options purchased; options;
(f) other contracts of similar nature.
2. Foreign-exchange contracts and contracts concerning gold:
(a) cross-currency interest-rate swaps;
(b) forward foreign-exchange contracts;
(c) currency futures;
(d) currency options purchased; options;
(e) other contracts of a similar nature;
(f) contracts of a nature similar to (a) to (e) concerning gold.
3. Contracts of a nature similar to those in points 1(a) to (e) and 2(a) to (d) of this Annex concerning other reference items or indices. This includes as a minimum all instruments specified in points 4 (4) to 7, 9 (7), (9), (10) and 10 (11) of Section C of Annex I to Directive 2004/39/EC 2014/65/EU not otherwise included in point 1 or 2 of this Annex.