Art. 1

in force 2025-07-01 MODIFIED±0§

Amended by Regulation (EU) 2024/1620 32024R1620

applies from: unknown

Sources disagree — the EU's own amendment metadata and the amending act's instructions found this change; the text comparison finds no difference in the provision's text. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

in force 2024-12-24 MODIFIED§

Amended by Regulation (EU) 2024/2987 32024R2987 · Regulation (EU) 2023/1114 32023R1114

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2012-07-04, 2023-05-31

Paragraph 2 now lists Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories, and Regulation (EU) 2023/1114 on markets in crypto-assets, alongside the previously listed acts defining the scope of the Authority's powers.

The clause describing who the acts apply to has been expanded to also cover issuers or offerors of crypto-assets, persons seeking admission to trading, and crypto-asset service providers, in addition to firms providing investment services and collective investment undertakings marketing units or shares.

The rest of Article 1, including paragraphs 1, 3, 3a, 4, 5 and 6, remains textually the same between the two versions.

Cited: Art. 1, v2 · Art. 1, v1

text before / after, on the event page →

in force 2020-01-01 MODIFIED§

Amended by Regulation (EU) 2019/2175 32019R2175

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2010-11-24, 2014-05-15, 2015-05-20, 2017-06-14

The list of directives and regulations defining the Authority's scope of action in paragraph 2 is updated, replacing references such as Directive 2003/6/EC, Directive 2003/71/EC and Directive 2004/39/EC with references to Directive 2014/65/EU and Regulation (EU) 2017/1129, and adding a new passage on contributing to the work of the European Banking Authority on anti-money-laundering matters under Directive (EU) 2015/849 and Regulation (EU) No 1093/2010.

Paragraph 3 now refers to financial market participants and legislative acts and adds mention of sustainable business models and environmental, social and governance factors, and a new paragraph 3a states that the Regulation applies without prejudice to other Union acts conferring authorisation or supervision functions and powers on the Authority.

Paragraph 5 adds a new objective on enhancing supervisory convergence across the internal market, changes references to opinions to be given in accordance with Article 16a, expands the description of how the Authority must act to include non-discriminatory, transparent, proportionate, accountable and fair conduct, and adds text on how its actions and measures must respect applicable provisions and take account of proportionality; a new paragraph 6 establishes a Committee advising the Authority on how its actions should take account of sector-specific differences.

Cited: Art. 1, v1 · Art. 1, v2

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in force 2011-07-21 MODIFIED§

Amended by Directive 2011/61/EU 32011L0061

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2011-06-08

Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.

The reference to "any future legislation in the area of Alternative Investment Fund Managers (AIFM)" in paragraph 2 has been replaced with a named citation to Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers, including its Official Journal reference.

Cited: Art. 1, v1 · Art. 1, v2

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