emendrix

European Securities and Markets Authority Regulation

ESMA Regulation · 32010R1095 · every event for this act · on EUR-Lex

Everything Directive 2014/51/EU amended · also amended EIOPA Regulation, Credit Rating Agencies Regulation

in force 2014-05-23

02010R1095-20110721 → 02010R1095-20140523

Amended by Directive 2014/51/EU 32014L0051

Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 amending Directives 2003/71/EC and 2009/138/EC and Regulations (EC) No 1060/2009, (EU) No 1094/2010 and (EU) No 1095/2010 in respect of the powers of the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority)

detected 2026-08-13

4 provisions touched — 4 substantive, 0 date-only, 4 disputed · 2 changes without an explanation

Emendrix checks every change against three independent sources. Where they disagree it says so rather than picking a winner.

MODIFIED +130 −4 Art. 13 Objections to regulatory technical standards

applies from: unchanged

Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.

The numerals expressing the objection periods in paragraph 1 were changed from digit form (3 months, 1 month) to word form (three months, one month).

A new sentence was added after the one-month extension provision, stating that the extended period may be further extended by one month at the initiative of the European Parliament or the Council.

Cited: Art. 13, v1 · Art. 13, v2

text before / after

02010R1095-2011072102010R1095-20140523

Article 13 Objections to regulatory technical standards 1. The European Parliament or the Council may object to a regulatory technical standard within a period of 3 three months from the date of notification of the regulatory technical standard adopted by the Commission. At the initiative of the European Parliament or the Council that period shall be extended by 3 three months. Where the Commission adopts a regulatory technical standard which is the same as the draft regulatory technical standard submitted by the Authority, the period during which the European Parliament and the Council may object shall be 1 one month from the date of notification. At the initiative of the European Parliament or the Council that period shall be extended by 1 one month. That extended period may be further extended by one month at initiative of the European Parliament or the Council. 2. If, on the expiry of the period referred to in paragraph 1, neither the European Parliament nor the Council has objected to the regulatory technical standard, it shall be published in the Official Journal of the European Union and shall enter into force on the date stated therein. The regulatory technical standard may be published in the Official Journal of the European Union and enter into force before the expiry of that period if the European Parliament and the Council have both informed the Commission of their intention not to raise objections. 3. If either the European Parliament or the Council objects to a regulatory technical standard within the period referred to in paragraph 1, it shall not enter into force. In accordance with Article 296 TFEU, the institution which objects shall state the reasons for objecting to the regulatory technical standard.

MODIFIED ±0 Art. 13.1

applies from: unknown

Sources disagree — the EU's own amendment metadata found this change; the text comparison finds no difference in the provision's text and the amending act's instructions do not mention it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

text before / after

No text on either side: this unit was named by a signal that carries no text, and only the structural diff carries any.

MODIFIED +122 −14 Art. 17 Breach of Union law

applies from: unchanged

Sources disagree — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.

In Article 17(2), the description of the information the competent authority must provide to the Authority for its investigation now adds a phrase covering how the acts referred to in Article 1(2) are applied in accordance with Union law.

The earlier version of that same sentence in Article 17(2) did not include this additional phrase and ended after referring to information the Authority considers necessary for its investigation.

Cited: Art. 17, v2 · Art. 17, v1

text before / after

02010R1095-2011072102010R1095-20140523

Article 17 Breach of Union law 1. Where a competent authority has not applied the acts referred to in Article 1(2), or has applied them in a way which appears to be a breach of Union law, including the regulatory technical standards and implementing technical standards established in accordance with Articles 10 to 15, in particular by failing to ensure that a financial market participant satisfies the requirements laid down in those acts, the Authority shall act in accordance with the powers set out in paragraphs 2, 3 and 6 of this Article. 2. Upon a request from one or more competent authorities, the European Parliament, the Council, the Commission or the Securities and Markets Stakeholder Group, or on its own initiative, and after having informed the competent authority concerned, the Authority may investigate the alleged breach or non-application of Union law. Without prejudice to the powers laid down in Article 35, the competent authority shall, without delay, provide the Authority with all information which the Authority considers necessary for its investigation. investigation, including with regard to how the acts referred to in Article 1(2) are applied in accordance with Union law. 3. The Authority may, not later than 2 months from initiating its investigation, address a recommendation to the competent authority concerned setting out the action necessary to comply with Union law. The competent authority shall, within ten working days of receipt … 368 unchanged words … be. 8. In the report referred to in Article 43(5), the Authority shall set out which competent authorities and financial market participants have not complied with the formal opinions or decisions referred to in paragraphs 4 and 6 of this Article.

MODIFIED ±0 Art. 17.2

applies from: unknown

Sources disagree — the EU's own amendment metadata found this change; the text comparison finds no difference in the provision's text and the amending act's instructions do not mention it. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships as `disputed`.

text before / after

No text on either side: this unit was named by a signal that carries no text, and only the structural diff carries any.

The full entry, with the citation mapping v1 = 02010R1095-20110721, v2 = 02010R1095-20140523, is committed at eu/32010R1095/CHANGELOG.md.