emendrix

Art. 19

European Banking Authority Regulation · 32010R1093 · every event for this act · on EUR-Lex

Settlement of disagreements between competent authorities in cross-border situations

3 changes recorded across 3 events, newest first.

in force 2025-12-31 MODIFIED+0 −958

Amended by Regulation (EU) 2024/1620 32024R1620

applies from: unchanged

Paragraph 4's first subparagraph no longer refers to a financial sector operator in the context of matters relating to the prevention and countering of money laundering or terrorist financing, referring only to a financial institution failing to meet directly applicable requirements.

The second subparagraph of paragraph 4, which had allowed the Authority to adopt a decision addressed to financial sector operators even where the relevant requirements were not directly applicable to them, and which described how the Authority would apply Union law, Directives, transposing national law, or national law implementing Member State options in that context, has been removed entirely.

Cited: Art. 19, v2 · Art. 19, v1

text before / after

02010R1093-2025111002010R1093-20251231

Article 19 Settlement of disagreements between competent authorities in cross-border situations 1. In cases specified in the legislative acts referred to in Article 1(2) and without prejudice to the powers laid down in Article 17, the Authority may assist the competent authorities … 627 unchanged words … decision taken under paragraph 3. 4. Without prejudice to the powers of the Commission pursuant to Article 258 TFEU, where a competent authority does not comply with the decision of the Authority, and thereby fails to ensure that a financial institution or, in the context of matters relating to the prevention and countering of money laundering or of terrorist financing, a financial sector operator complies with requirements directly applicable to it by virtue of the legislative acts referred to in Article 1(2) of this Regulation, the Authority may adopt an individual decision addressed to that financial institution or financial sector operator requiring it to take all necessary action to comply with its obligations under Union law, including the cessation of any practice. In matters concerning the prevention of the use of the financial system for the purpose of money laundering or of terrorist financing, the Authority may also adopt a decision in accordance with the first subparagraph of this paragraph where the relevant requirements of the legislative acts referred to in Article 1(2) are not directly applicable to financial sector operators. To that effect, the Authority shall apply all relevant Union law, and where such Union law is composed of Directives, national law to the extent that it transposes those Directives. Where the relevant Union law is composed of Regulations and where those Regulations explicitly grant options for Member States, the Authority shall apply also national law to the extent that such options have been exercised. 5. Decisions adopted under paragraph 4 shall prevail over any previous decision adopted by the competent authorities on the same matter. Any action by the competent authorities in relation to facts which are subject to a decision pursuant to paragraph 3 or 4 shall be compatible with those decisions. 6. In the report referred to in Article 50(2), the Chairperson of the Authority shall set out the nature and type of disagreements between competent authorities, the agreements reached and the decisions taken to settle such disagreements.

in force 2020-01-01 MODIFIED

Amended by Regulation (EU) 2019/2175 32019R2175

applies from: unchanged

Paragraph 1 is reorganized into two lettered circumstances covering requested and own-initiative intervention, and adds a new rule that a disagreement is presumed when competent authorities fail to reach a required joint decision within the applicable time limits.

New paragraphs 1a and 1b are added, setting out notification duties for competent authorities when no agreement is reached and requiring the Chairperson to assess whether the Authority should act, including rules on deferring individual decisions pending the Authority's decision.

Paragraph 3 now specifies that the Authority's decision may require competent authorities to revoke or amend a decision or to use their powers under relevant Union law, a new paragraph 3a requires notification of the conclusion of the paragraph 2 and 3 procedures, and paragraph 4 extends the individual-decision power to financial sector operators in matters relating to prevention and countering of money laundering or terrorist financing, including situations where the relevant requirements are not directly applicable to such operators.

Cited: Art. 19, v2 · Art. 19, v1

text before / after, on the event page →

in force 2013-10-30 MODIFIED

Amended by Regulation (EU) No 1022/2013 32013R1022

applies from: unchanged

Paragraph 1 now refers to a disagreement about the action or inaction of "another competent authority" rather than of "a competent authority of another Member State".

It also refers to the "Union acts" referred to in Article 1(2) instead of simply "the acts" referred to there, and states that the Authority may assist "the competent authorities" rather than "the authorities" in reaching an agreement.

Cited: Art. 19, v1 · Art. 19, v2

text before / after, on the event page →